Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyson J. AsayLincoln InvestmentTD Ameritrade, Inc.07-22-2019
Jacob Tyler LarrisonAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-18-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
Patrick Okeeffe KevinCetera Advisor Networks LLCFifth Third Securities, Inc.07-11-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.07-08-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, Inc.07-08-2019
Derek Lee CrihfieldAmeriprise Financial Services, Inc.Edward Jones07-05-2019
Andrew Jonathan SilverConcordia Financial Group, LLCPinnacle Wealth Planning Services, Inc.07-03-2019
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Robert Edward LampeCantella & Co., Inc.Raymond James & Associates, Inc.07-01-2019
John R. Hemric Jr.Citizens Securities, Inc.Key Investment Services LLC07-01-2019
Robert Lynn NicholasPinnacle Investments, LLCEssex Securities LLC06-29-2019
Gary Ernest PughCetera Investment Services LLCHornor, Townsend & Kent, LLC06-28-2019
Tracey BrooksLPL Financial LLCAmeritas Investment Corp.$10006-27-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Jamie Allen OsborneLPL Financial LLCAmeritas Investment Corp.06-27-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Robert William RetzloffVenture Visionary Partners LLCUBS Financial Services Inc.06-24-2019
Brian J FunkhouserVenture Visionary Partners LLCUBS Financial Services Inc.06-24-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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