Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie D WolfeCetera Investment Services LLCKey Investment Services LLC06-25-2019
Jacob Tyler KennedyCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-25-2019
John T. O'BrienPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-25-2019
Nathan Edward SorumLPL Financial LLCSagePoint Financial, Inc.06-26-2019
Tracy ReadCambridge Investment Research, Inc.PNC Investments06-26-2019
Matthew L GilbertJ.P. Morgan Securities LLCEdward Jones06-27-2019
Tyler Eric RenchAmeriprise Financial Services, LLCAXA Advisors, LLC06-27-2019
Tracey BrooksLPL Financial LLCAmeritas Investment Company, LLC$10006-27-2019
Jamie Allen OsborneLPL Financial LLCAmeritas Investment Company, LLC06-27-2019
Apryl Marie PopeLPL Financial LLCAmeritas Investment Company, LLC06-27-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Kathryn Ann FeldkampW&S Brokerage Services, Inc.Morgan Stanley06-27-2019
Gary Ernest PughCetera Investment Services LLCHornor, Townsend & Kent, LLC06-28-2019
Joshua J. RandallThe Huntington Investment CompanyFifth Third Securities, Inc.06-28-2019
John R. Hemric Jr.Citizens Securities, Inc.Key Investment Services LLC07-01-2019
Robert Joseph YurgalewiczPNC InvestmentsJ.P. Morgan Securities LLC07-01-2019
Robert Edward LampeCantella & Co., Inc.Raymond James & Associates, Inc.07-01-2019
Joshua James KirbyValMark Securities, Inc.Securities Management & Research, Inc.07-01-2019
Bradley David HitzemanCharles Schwab & Co., Inc.The Huntington Investment Company07-02-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Deanna Maria SpearCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Jordan Alva RodriguezCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-02-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, LLC07-02-2019
Mark Wayne CuthrellPFS Investments Inc.PFS Investments Inc.07-02-2019
Derek Lee CrihfieldAmeriprise Financial Services, LLCEdward Jones07-05-2019
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.