Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler David ClarkAmeriprise Financial Services, LLCMorgan Stanley$5010-18-2019
Dean Edwin CookMoney Concepts Capital CorpNationwide Securities, LLC10-17-2019
Jason Linizia RiddlePNC InvestmentsThe Huntington Investment Company10-17-2019
Jin ZhuMorgan StanleyKey Investment Services LLC10-17-2019
Jesse Taylor BurnsPNC InvestmentsJ.P. Morgan Securities LLC10-17-2019
Nancy Jean NogaKey Investment Services LLCLPL Financial LLC10-17-2019
Michael DeAngelo BarberJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Richard William Canestraro JrMoney Concepts Capital CorpNationwide Securities, LLC10-15-2019
Robert Anderson Turner IIWells Fargo Advisors Financial Network, LLCPNC Investments10-15-2019
Daniel James DiblasiEquitable Advisors, LLCLincoln Financial Distributors, Inc.10-14-2019
Juan MarcanoPruco Securities, LLC.Ameriprise Financial Services, LLC10-14-2019
Brian C RigbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Capital Advisors LLC10-14-2019
Erin Mackenzie RagsdaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors10-14-2019
Diane L RossAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5010-11-2019
Robert A FerraroAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2510-11-2019
Stephanie Ann WagnerSecurities America, Inc.Principal Securities, Inc.10-09-2019
James Adam TracyWesBanco Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC10-08-2019
Michael Joseph PlatteMorgan StanleyUBS Financial Services Inc.10-07-2019
Matthew David PenrodMorgan StanleyUBS Financial Services Inc.10-07-2019
Michael Donald MedfordCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Robert Hallie StockCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
William Paul DavisCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Daniel John StifflerLPL Financial LLCKey Investment Services LLC$5010-04-2019
Drake Russell HaferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2019
Richard Willis MaxwellLPL Financial LLCFSC Securities Corporation$5710-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.