Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Charles RobertshawRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15009-20-2019
Monica Ann MalhoitMorgan StanleyUBS Financial Services Inc.09-20-2019
Kevin H GayAllstate Financial Services, LLCPNC Investments09-20-2019
Kelly Susann WillmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Nicholas Eric VanoverRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Ryan Frederick RobertshawRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-20-2019
Travis Scott FlingMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Zachary Christopher JonesRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-20-2019
Scott BealW&S Brokerage Services, Inc.Edward Jones09-20-2019
Cody Alexander StapletonCambridge Investment Research, Inc.Money Concepts Capital Corp09-19-2019
Craig Michael BurgessMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-18-2019
Ryan P VoetU.S. Bancorp Investments, Inc.BB&T Securities, LLC09-17-2019
David Joseph SingletonAuxin Group Wealth Management, LLCMorgan Stanley$5009-16-2019
Amanda J SimmonsHoran Securities, Inc.Fifth Third Securities, Inc.09-16-2019
Terrence Jude HeilAMFG Wealth Management LLCCetera Advisor Networks LLC$5009-13-2019
Angela Dawn BranardCitizens Securities, Inc.Woodmen Financial Services, Inc.09-13-2019
Steven PapakirkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-12-2019
Matthew David HeckAMFG Wealth Management LLCCetera Advisor Networks LLC$5009-12-2019
Shahrokh C MinouiCapital City Asset Management Group, LLCAmeriprise Financial Services, LLC09-11-2019
Joseph F RomitoAMFG Wealth Management LLCCetera Advisor Networks LLC09-11-2019
Andrew L TracyThe Huntington Investment CompanyJ.P. Morgan Securities LLC09-11-2019
Sarah L WilliamsFifth Third Securities, Inc.Nationwide Investment Services Corporation09-11-2019
Tyler P SeidlFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2019
Omid SattarianMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-10-2019
Scott Alan HughesJ.P. Morgan Securities LLCCitizens Securities, Inc.09-10-2019
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.