Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn Olene HaanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-10-2020
Elizabeth Fern GoreLPL Financial LLCEdward Jones03-26-2020
Jerry Dean TaylorTriad Advisors LLCUBS Financial Services Inc.$5003-12-2020
Adam Wade HewettArvest Wealth ManagementJ.P. Morgan Securities LLC$2503-11-2020
Donald Wayne TrotterFirst Financial Equity CorporationUSA Financial Securities Corporation03-10-2020
Michael Robert CianciolaAmerican Fidelity Securities, Inc.Edward Jones03-09-2020
Lisa D DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Securities, Inc.03-09-2020
Wendy Jean GregoryAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC03-04-2020
Kory Andrew AllsopArvest Wealth ManagementBOK Financial Securities, Inc.03-03-2020
David Wayne TruslerMutual of Omaha Investor Services, Inc.Northwestern Mutual Investment Services, LLC$2502-28-2020
Christina Charlene ShawPFS Investments Inc.PFS Investments Inc.02-27-2020
Michael Power RainboltLPL Financial LLCEdward Jones$2502-25-2020
Wesley Walton CyrusPrincipal Securities, Inc.MWA Financial Services Inc.02-17-2020
James Kirk BairdTD Ameritrade Investment Management, LLCArvest Wealth Management$2502-07-2020
Jeffrey Lyle MaxwellMaxwell and Morse Capital Management, Inc.The Legacy Financial Group, Inc.02-07-2020
Ryan Wesley DavisPrincipal Securities, Inc.MWA Financial Services Inc.02-06-2020
David Lawrence JensenBOK Financial Securities, Inc.LPL Financial LLC01-29-2020
Juanita E OrtizPFS Investments Inc.PFS Investments Inc.01-25-2020
Roger Preston LittlefieldMorgan StanleyBOK Financial Securities, Inc.01-23-2020
Jimmie Darrel SummersWaddell & ReedCetera Investment Services LLC$10001-21-2020
Daniel Ray DavisPrincipal Securities, Inc.MWA Financial Services Inc.01-16-2020
Brian Boyer DavisPrincipal Securities, Inc.MWA Financial Services Inc.01-07-2020
Daniel HeatonCetera Advisor Networks LLCFarmers Financial Solutions, LLC01-06-2020
Jennifer Rose MackCUSO Financial Services, L.P.LPL Financial LLC01-02-2020
Stephanie Lynne Dixon-OhalloranBOK Financial Securities, Inc.Hornor, Townsend & Kent, LLC12-23-2019
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Showing 1 to 25 of 1,203 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.