Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Ray BrownRaymond James Financial Services Advisors, IncProspera Financial Services, Inc.07-31-2019
Jennifer N NicholsRaymond James Financial Services Advisors, IncProspera Financial Services, Inc.07-31-2019
Amy Michelle MillionFSC Securities CorporationEdward Jones07-25-2019
Glenn Paul JohnsonMWA Financial Services Inc.Farmers Financial Solutions, LLC07-16-2019
Adam Wade HewettEdward JonesJ.P. Morgan Securities LLC$2507-15-2019
Brandy Dusa PearceEdward JonesEide Bailly Advisors, LLC07-11-2019
Lisa Marie SuurmeyerNorthwestern Mutual Investment Services, LLCEdward Jones07-01-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
William Hale MildrenCadent Capital Advisors, LLCB. Riley Wealth Management06-20-2019
Tracy Thomas MartinoAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Johnny P. Nixon IIIIFP Securities, LLCRoyal Alliance Associates, Inc.05-28-2019
Thomas Wayne HayesNative American Fund Advisors LLCPinnacle Investment Advisors05-21-2019
Nathan Micah BarhamPerspective Advisors, LLCPurshe Kaplan Sterling Investments05-21-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
Robert Brett KramerPinnacle Investment AdvisorsNative American Fund Advisors LLC05-16-2019
Joseph Gregory HobbsLPL Financial LLCBOK Financial Services, Inc.05-02-2019
Gary Valton McCoyCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$15004-25-2019
Michael Bruce AlsupWells Fargo Clearing Services, LLCMorgan Stanley$15004-18-2019
Brian Alan WhiteMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
Tyler Don SullivanClient One Securities LLCEdward Jones$5004-12-2019
Dennis Michael JohnsonInsurance & Wealth Advisors, LLC.Tree Line Capital, LLC04-09-2019
Alan Karlis LaneArvest Wealth ManagementCamarda Wealth Advisory Group04-02-2019
Nicholas J. PavlisMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Jacob Kane OgleWoodbury Financial Services, Inc.Waddell & Reed03-22-2019
Felix Milton JonesCambridge Investment Research, Inc.Securities America, Inc.03-21-2019
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Showing 1 to 25 of 637 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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