Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Lowell PlotkinBOK Financial Securities, Inc.Zions Direct, Inc.$15004-22-2014
Skyler Glenn HulslanderPrivate Advisor Group, LLCWindle Wealth01-23-2017
Jeremy Dillon BaldwinBrokers International Financial Services, LLC.Wilbanks Securities, Inc.08-07-2017
James Clifford StocktonBrokers International Financial Services, LLC.Wilbanks Securities, Inc.$19008-02-2017
Wayne Earlson Calhoun Jr.Cabot Lodge Securities LLCWilbanks Securities, Inc.$24006-26-2017
Chad Taylor BridgersCabot Lodge Securities LLCWilbanks Securities, Inc.06-22-2017
Wesley Yuk Wo ChongCabot Lodge Securities LLCWilbanks Securities, Inc.06-15-2017
William Anthony Brooks Sr.Cabot Lodge Securities LLCWilbanks Securities, Inc.06-15-2017
Richard Howard CampbellCabot Lodge Securities LLCWilbanks Securities, Inc.$10006-14-2017
Dick Paul SchulzCabot Lodge Securities LLCWilbanks Securities, Inc.06-14-2017
Becky Sue LynchCabot Lodge Securities LLCWilbanks Securities, Inc.$50006-13-2017
Robert Charles WaddellCabot Lodge Securities LLCWilbanks Securities, Inc.$10006-09-2017
Wajeehuddin Salim SiddiquiCabot Lodge Securities LLCWilbanks Securities, Inc.$10006-08-2017
James Scott RankinCabot Lodge Securities LLCWilbanks Securities, Inc.$10006-07-2017
David Matthew CollinsCabot Lodge Securities LLCWilbanks Securities, Inc.$10006-06-2017
Steven Daniel SharpeCabot Lodge Securities LLCWilbanks Securities, Inc.05-31-2017
Dell Raymond HughesCabot Lodge Securities LLCWilbanks Securities, Inc.$10005-30-2017
William Woodward MasonCabot Lodge Securities LLCWilbanks Securities, Inc.$30005-30-2017
Randall Lee WilbanksCabot Lodge Securities LLCWilbanks Securities, Inc.05-29-2017
John Samuel KarrantCabot Lodge Securities LLCWilbanks Securities, Inc.$10005-28-2017
Jason Greggory CoughlanDFPG Investments, LLCWilbanks Securities, Inc.05-15-2017
Terrence O'Reilly MorganUnited Planners' Financial Services of America A Limited PartnerWilbanks Securities, Inc.01-06-2014
Gregory Brook AshtonCambridge Investment Research, Inc.Wilbanks Securities Advisory01-22-2018
Raymond Warren Shaffer Jr.Cabot Lodge Securities LLCWILBANKS SECURITIES ADVISORY06-19-2017
Charles Herbert Maher Jr.Cabot Lodge Securities LLCWilbanks Securities Advisory$10006-08-2017
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Showing 1 to 25 of 1,160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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