Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$15002-19-2009
Scott Ryan SwiggettBOK Financial Services, Inc.Edward Jones$1002-28-2009
Tristan Edward DottsWaddell & ReedEdward Jones08-05-2009
Keith Harold HolstenRaymond James Financial Services, Inc.Edward Jones$5001-22-2010
Tommy Ray BerryRaymond James & Associates, Inc.Edward Jones$5004-16-2010
Stanley Lamar StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2010
Matthew M. RobersonT.S. Phillips Investments, Inc.Edward Jones$2503-10-2011
Marcy Jeanette WatkinsBOK Financial Services, Inc.Edward Jones03-16-2011
Jerold Don RossRaymond James Financial Services, Inc.Edward Jones$10004-05-2012
Cathey Elaine FisherT.S. Phillips Investments, Inc.Edward Jones04-10-2012
John Edward HarrisMorgan StanleyEdward Jones$10010-19-2012
Richard Brent SmithLPL Financial LLCEdward Jones12-06-2012
Michael Robert PattersonMorgan StanleyEdward Jones12-07-2012
Thomas Henry French IIMorgan StanleyEdward Jones12-07-2012
Brian Craig BakerWells Fargo Clearing Services, LLCEdward Jones$2502-15-2013
Jeremy Joe HarawayT.S. Phillips Investments, Inc.Edward Jones06-19-2013
Ted Bowling, Aaron BowlingMorgan StanleyEdward Jones$34410-18-2013
Ted Lynn Bowling, Aaron Benjamin BowlingMorgan StanleyEdward Jones$2510-18-2013
Teddy Ray Slate Jr.BOK Financial Services, Inc.Edward Jones$1007-09-2014
Carla Rae BaileyLPL Financial LLCEdward Jones07-20-2015
Gerald Todd TidwellLPL Financial LLCEdward Jones10-07-2015
Scotty Vaden DeanT.S. Phillips Investments, Inc.Edward Jones02-16-2016
Cody CallawayWells Fargo AdvisorsEdward Jones$13204-26-2016
Cody Douglas CallawayWells Fargo Advisors Financial Network, LLCEdward Jones04-26-2016
Frederick Focke MischlerWaddell & ReedEdward Jones05-03-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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