Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drew Jamison MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2009
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$15002-19-2009
Scott Ryan SwiggettBOK Financial Securities, Inc.Edward Jones$1002-28-2009
Tristan Edward DottsWaddell & ReedEdward Jones08-05-2009
Michael David WatsonChase Investment Services Corp.Edward Jones10-05-2009
Keith Harold HolstenRaymond James Financial Services, Inc.Edward Jones$5001-22-2010
Tommy Ray BerryRaymond James & Associates, Inc.Edward Jones$5004-16-2010
Andrew Scott SandsNorthwestern Mutual Investment Services, LLCEdward Jones10-18-2010
Stanley Lamar StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2010
Anthony Ronald DefilippoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-05-2010
Leah Anne BrooksCetera Investment Services LLCEdward Jones$1002-28-2011
Matthew M. RobersonT.S. Phillips Investments, Inc.Edward Jones$2503-10-2011
Jeri Dawn BarrientosProspera Financial Services, Inc.Edward Jones03-14-2011
Marcy Jeanette WatkinsBOK Financial Securities, Inc.Edward Jones03-16-2011
Kasc J. ScottMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-29-2011
Catherine SangRaymond James Financial Services, Inc.Edward Jones08-03-2011
Teddy Ray Slate Jr.Edward JonesEdward Jones10-17-2011
Brayden J. BuckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-20-2011
Corey Michael KenedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1001-27-2012
Kyle Edward TietzMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1002-16-2012
Charles D. BurkesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-09-2012
Jerold Don RossRaymond James Financial Services, Inc.Edward Jones$5004-05-2012
Cathey Elaine FisherT.S. Phillips Investments, Inc.Edward Jones$1004-10-2012
Jeffrey Keith LaatschLPL Financial LLCEdward Jones04-17-2012
Mark Anthony JohnsonMorgan StanleyEdward Jones$2505-18-2012
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.