Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Felix JonesSecurities America, Inc.LPL Financial LLC$8009-16-2015
David Lawrence JensenBOK Financial Securities, Inc.LPL Financial LLC01-29-2020
John Anthony JohnsonInfinex Investments, Inc.LPL Financial LLC$3401-08-2020
Jeff Corey McelroyBOK Financial Securities, Inc.LPL Financial LLC08-20-2019
Jean Swan HaasPhillips Capital Advisors, Inc.LPL Financial LLC08-01-2019
Roger Dale GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Leigh Ann GaddisKestra Investment Services, LLCLPL Financial LLC05-20-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
James WigintonBOK Financial Securities, Inc.LPL Financial LLC08-17-2018
David Lynn Limerick MrBOK Financial Securities, Inc.LPL Financial LLC08-01-2018
Philip Dennis BoydCrown Capital Securities, L.P.LPL Financial LLC05-05-2017
James David WestonCetera Investment Services LLCLPL Financial LLC03-01-2017
Melanie Carroll Hasty-GrantCWM, LLCLPL Financial LLC08-22-2016
Kenneth Don GrantCWM, LLCLPL Financial LLC08-22-2016
Tracye Lyn CaughellCommonwealth Financial NetworkLPL Financial LLC$5012-17-2015
Douglas Wayne RodgersCommonwealth Financial NetworkLPL Financial LLC12-17-2015
Arlen Lee WilliamsCommonwealth Financial NetworkLPL Financial LLC12-15-2015
Grant Russell JohnsonCommonwealth Financial NetworkLPL Financial LLC12-15-2015
Curtis Brian WilsonSecurities America, Inc.LPL Financial LLC07-09-2015
Lane Scott SwisherLaSalle St Securities, L.L.C.LPL Financial LLC$5011-24-2014
Ralph Duane BurnettBurnett Financial GroupLPL Financial LLC05-16-2013
Jonathan Dean AlthageCapital Advisors, Inc.LPL Financial LLC$1,00007-28-2010

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.