Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Habib H YousefzadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$11007-22-2016
Leonard Bernstein Robyn Fain Tim Ridley William LinkWells Fargo Clearing Services, LLCMorgan Stanley$16804-19-2012
Gregory Smith Philip Stevens Jeffery PriceWells Fargo Clearing Services, LLCMorgan Stanley$10511-01-2011
Joshua Owen HerlanFuture U Financial Inc.Morgan Stanley08-24-2020
Emilie Shea GoldenBancWest Investment Services, Inc.Morgan Stanley05-04-2020
Jason Rex MansurWells Fargo Clearing Services, LLCMorgan Stanley$5010-28-2019
Amanda Lynn JezikWells Fargo Clearing Services, LLCMorgan Stanley07-09-2019
Michael Bruce AlsupWells Fargo Clearing Services, LLCMorgan Stanley$15004-18-2019
Mandy Kay DollarCetera Investment Services LLCMorgan Stanley03-15-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
William Thomas Bishop JrWells Fargo Clearing Services, LLCMorgan Stanley$15008-10-2018
Heather Lee FuhrJ.P. Morgan Securities LLCMorgan Stanley$1,00007-10-2018
Kevin C DoyleRaymond James & Associates, Inc.Morgan Stanley$10006-07-2018
Robert Eugene FrandenRaymond James & Associates, Inc.Morgan Stanley$2506-07-2018
Frank Reid ShipleyRaymond James & Associates, Inc.Morgan Stanley06-07-2018
Charles Hugh RappFinancial Engines Advisors L.L.C.Morgan Stanley06-06-2018
Jonathan Frederick UsitaloJ.P. Morgan Securities LLCMorgan Stanley03-29-2018
Mark Anthony JohnsonRaymond James Financial Services, Inc.Morgan Stanley$10001-16-2018
Glenda Rae SuchyRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Brent Michael SuchyRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Anthony David AllenRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Habib H YousefzadehMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-22-2016
Braden TylerJ.P. Morgan Securities LLCMorgan Stanley01-22-2016
Paul Michael WalkerRaymond James & Associates, Inc.Morgan Stanley$5005-22-2015
Eddie Stephen SeinBOK Financial Securities, Inc.Morgan Stanley04-13-2015
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.