Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William DixonAllstate Financial Services, LLCFirst State Securities, Inc.$50011-03-2009
Randall Harold ScottAllstate Financial Services, LLCNYLIFE Securities LLC01-28-2011
John Charles McdonaldAllstate Financial Services, LLCMWA Financial Services Inc.03-08-2012
Stephen Nathan SnyderAllstate Financial Services, LLCCountry Capital Management Company08-15-2014
Brent Michael KochAllstate Financial Services, LLCFBL Marketing Services, LLC07-13-2015
Casey S CopusAllstate Financial Services, LLCCetera Investment Services LLC07-05-2016
Alexander D MartinezAllstate Financial Services, LLCCountry Capital Management Company$10008-05-2016
Jason Nathaniel BraineAllstate Financial Services, LLCFarmers Financial Solutions, LLC08-18-2016
Vanessa CaudillAllstate Financial Services, LLCBOK Financial Securities, Inc.06-05-2017
Scott Hugh ShoemakeAllstate Financial Services, LLCMWA Financial Services Inc.07-06-2017
Donald Kirk DarnellAllstate Financial Services, LLCMorgan Stanley$10009-27-2017
Carey Lynn AlexanderAllstate Financial Services, LLCPrincipal Securities, Inc.01-12-2018
Shawna Dorsia Anderson ReevesAllstate Financial Services, LLCPrincipal Securities, Inc.01-10-2019
Shana Patricia McHaffeyAllstate Financial Services, LLCRBC Capital Markets, LLC$50001-28-2019
Tracy Thomas MartinoAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC06-10-2019
Jordan Wayne CramerAllstate Financial Services, LLCHornor, Townsend & Kent, LLC10-10-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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