Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Ryan SwiggettBOK Financial Securities, Inc.Edward Jones$10002-28-2009
Justin Lee CorcoranBOK Financial Securities, Inc.Arvest Wealth Management$50003-10-2009
Sara Elizabeth SkipperBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
David Christopher LowellBOK Financial Securities, Inc.HIMCO Distribution Services Company12-21-2009
Charles Christopher CochranBOK Financial Securities, Inc.Geary Securities, Inc.05-28-2010
ZACHARY DALE ARCHERBOK Financial Securities, Inc.Arvest Wealth Management06-02-2010
Paula Jean StewartBOK Financial Securities, Inc.T.S. Phillips Investments, Inc.10-06-2010
Marcy Jeanette WatkinsBOK Financial Securities, Inc.Edward Jones03-16-2011
Charles David ClarkBOK Financial Securities, Inc.Chase Investment Services Corp.07-15-2011
Kevin Joe HallBOK Financial Securities, Inc.Askar Corp.09-26-2011
Timothy Matthew MurphyBOK Financial Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-22-2012
Steve Lee FergusonBOK Financial Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20004-16-2012
Trevis Edward HulseBOK Financial Securities, Inc.Morgan Stanley07-05-2012
John William GodwinBOK Financial Securities, Inc.J.P. Morgan Securities LLC10-04-2012
Rusty Clayton JonesBOK Financial Securities, Inc.Arvest Wealth Management$10012-04-2012
James Scott DeneenBOK Financial Securities, Inc.J.P. Morgan Securities LLC11-18-2013
Craig Alan CanardBOK Financial Securities, Inc.Morgan Stanley$25003-05-2014
Matthew Brian McguireBOK Financial Securities, Inc.Edward Jones03-24-2014
Edward Lowell PlotkinBOK Financial Securities, Inc.Zions Direct, Inc.$15004-22-2014
Roger Preston LittlefieldBOK Financial Securities, Inc.B. Riley Wealth Management05-20-2014
James Nicklaus EschenheimerBOK Financial Securities, Inc.B. Riley Wealth Management$10006-09-2014
Jessica Renee MeadorBOK Financial Securities, Inc.BancWest Investment Services, Inc.06-30-2014
Marilynda Robertson KuehnBOK Financial Securities, Inc.J.P. Morgan Securities LLC07-01-2014
Teddy Ray Slate Jr.BOK Financial Securities, Inc.Edward Jones$10007-09-2014
James Phillip Wayne CarrBOK Financial Securities, Inc.Ameriprise Financial Services, Inc.08-22-2014
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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