Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott McKinneyCetera Advisors LLCSecurian Financial Services, Inc.09-28-2012
Bryndon Lee ManzerCetera Advisors LLCSecurian Financial Services, Inc.11-13-2017
Catherine Lourinda LantzCetera Advisors LLCInvestors Capital Corp.10-03-2016
Harvey Allen CharbonneauCetera Advisors LLCCambridge Investment Research, Inc.12-12-2011
James Gregory McKinneyCetera Advisors LLCSecurian Financial Services, Inc.09-28-2012
James Lawrence Brejcha Jr.Cetera Advisors LLCHilltop Securities Independent Network Inc.$1004-06-2015
Jason Brian StewartCetera Advisors LLCSecurian Financial Services, Inc.11-13-2017
Jennifer Gale JonesCetera Advisors LLCInvestors Capital Corp.10-03-2016
Jessica Ann MusshafenCetera Advisors LLCSignal Research Group LLC06-19-2018
Melinda Lee OlbertCetera Advisors LLCInvestors Capital Corp.$10010-03-2016
Michael Vernon McCoyCetera Advisors LLCQuestar Capital Corporation$5002-14-2019
Steven James Henderson IICetera Advisors LLCMML Investors Services, LLC08-13-2014
Terry Lee DevoreCetera Advisors LLCSecurian Financial Services, Inc.$2508-02-2016

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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