Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mehrdad KeyanChase Investment Services Corp.Country Capital Management Company04-01-2011
John Addison JohnstonChase Investment Services Corp.Northwestern Mutual Investment Services, LLC04-01-2011
James Gregory NixonChase Investment Services Corp.Securian Financial Services, Inc.03-28-2011
Blake Adam BullardChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2011
Jennifer Diane WilsonChase Investment Services Corp.Chase Investment Services Corp.09-01-2010
Eric L. RussellChase Investment Services Corp.AXA Advisors, LLC08-30-2010
Robert Matthew MeredithChase Investment Services Corp.AXA Advisors, LLC08-01-2010
Paul Douglas StanleyChase Investment Services Corp.Lincoln Financial Advisors Corporation$5005-27-2010
Michael David WatsonChase Investment Services Corp.Edward Jones10-05-2009
Joseph Leon Bess IIChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-01-2009

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.