Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nick Charles Hoffmann Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50002-12-2009
Brent Ronald RemerowskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Richard Alan MarshallLPL Financial LLCBanc of America Investment Services, Inc.$10003-11-2009
Allan Lee HayLPL Financial LLCUBS Financial Services Inc.$25005-13-2009
Gregory Dean StricklandLPL Financial LLCMML Investors Services, LLC$48006-16-2009
Jason Andrew ClabornLPL Financial LLCNext Financial Group, Inc.$10006-18-2010
Creighton Richard GaryLPL Financial LLCRaymond James & Associates, Inc.$25012-16-2010
Susan E PenneyLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-22-2011
Lane Scott SwisherLPL Financial LLCHilltop Securities Inc.$25003-04-2011
Rita Elaine MullinsLPL Financial LLCLocal Securities Corporation$10007-06-2011
James Leroy Von ThaerLPL Financial LLCLocal Securities Corporation$50007-06-2011
Bruce Alan GardLPL Financial LLCLocal Securities Corporation07-06-2011
Susan Elaine DabneyLPL Financial LLCLocal Securities Corporation07-06-2011
Travis R CambernLPL Financial LLCChase Investment Services Corp.$10008-17-2011
Matthew Benjamin SilversteinLPL Financial LLCAllstate Financial Services, LLC10-28-2011
Allen F StaplesLPL Financial LLCUBS Financial Services Inc.$10001-05-2012
Christopher Scott McNeilLPL Financial LLCWaddell & Reed$10002-08-2012
Tylen Lee TurmanLPL Financial LLCArvest Wealth Management04-11-2012
Jeffrey Keith LaatschLPL Financial LLCEdward Jones04-17-2012
Erik Ulysses HandcockLPL Financial LLCArvest Wealth Management04-23-2012
Allen Michael BynumLPL Financial LLCEdward Jones06-29-2012
Charles Hamilton Woodward IVLPL Financial LLCLincoln Financial Advisors Corporation08-07-2012
Trevor Adam MeadorsLPL Financial LLCEdward Jones$50009-07-2012
Sky Brent RylantLPL Financial LLCAmeriprise Financial Services, Inc.$15010-10-2012
Richard Brent SmithLPL Financial LLCEdward Jones$50012-06-2012
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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