Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey L GalvinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-25-2010
Chad Michael RotherMorgan StanleyWaddell & Reed$10004-26-2010
Michael Edwin ShelleyMorgan StanleyGeary Securities, Inc.$25005-20-2010
Drew Dwight CasperMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-01-2010
Tracy Renee EmmonsMorgan StanleyLocal Securities Corporation$10003-23-2011
Trevis Edward HulseMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-30-2011
Eddie Stephen SeinMorgan StanleyComerica Securities05-17-2011
Jason Rex MansurMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-30-2011
Lorn John LymanMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-16-2011
Kelly Ryan HewittMorgan StanleyAmeriprise Financial Services, Inc.10-17-2011
Gregory Smith, Philip Stevens, Jeffery PriceMorgan StanleyWells Fargo Advisors$10511-01-2011
Derek Ryan ForrestMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-06-2012
Joshua Owen HerlanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-02-2012
Larry Don HewittMorgan StanleyAmeriprise Financial Services, Inc.$10003-13-2012
Leonard Bernstein, Robyn Fain, Tim Ridley, William LinkMorgan StanleyWells Fargo Advisors$16804-19-2012
Mark Anthony JohnsonMorgan StanleyEdward Jones$25005-18-2012
Abby Renee HubbleMorgan StanleyWaddell & Reed$10010-05-2012
John Edward HarrisMorgan StanleyEdward Jones$10010-19-2012
Ryan Wayne StullMorgan StanleyEdward Jones$10011-09-2012
Michael Robert PattersonMorgan StanleyEdward Jones$10012-07-2012
Thomas Henry French IIMorgan StanleyEdward Jones$10012-07-2012
Ashley Elizabeth StephensMorgan StanleyEdward Jones03-19-2013
Wayne Thomas ChoisnetMorgan StanleyArvest Wealth Management$25007-19-2013
David Wesley NilesMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-11-2013
David Phillip NilesMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-11-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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