Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$15002-19-2009
Dustin Tye HellamsRaymond James Financial Services, Inc.Hilltop Securities Inc.06-10-2009
Mary Susan WoodRaymond James Financial Services, Inc.Cetera Investment Services LLC$10009-30-2009
Lance SkalnikRaymond James Financial Services, Inc.Cetera Investment Services LLC$25009-30-2009
Jason Aaron PinneyRaymond James Financial Services, Inc.Cetera Investment Services LLC$25009-30-2009
Kimberly Dawn HarrisonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Brian Keith MortonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Andrew Lloyd Gelmers Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Angela Joan LynchRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Geoffrey Randall McgoffinRaymond James Financial Services, Inc.Cetera Investment Services LLC01-04-2010
Martina Delese GoddardRaymond James Financial Services, Inc.Cetera Investment Services LLC$25001-05-2010
Alan Gregory StongRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-22-2010
Keith Harold HolstenRaymond James Financial Services, Inc.Edward Jones$50001-22-2010
Drew Jamison MunsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-15-2010
Gabrielle Leigh MillerRaymond James Financial Services, Inc.Arvest Wealth Management02-02-2011
Catherine SangRaymond James Financial Services, Inc.Edward Jones08-03-2011
Scott C RushRaymond James Financial Services, Inc.Morgan Stanley$33002-10-2012
Jerold Don RossRaymond James Financial Services, Inc.Edward Jones$50004-05-2012
Shaun David SearleRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-16-2012
Susan Joy CobeyRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2014
Ronald Lance BakerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15001-30-2015
Michael James StuberRaymond James Financial Services, Inc.Avantax Investment Services, Inc.05-20-2015
Leah Anne BrooksRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$10010-14-2015
Kimberly Johanne KovacsRaymond James Financial Services, Inc.Cetera Investment Services LLC$25010-14-2015
Joseph Anthony CricchioRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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