Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David FayRaymond James Financial Services, Inc.Morgan Stanley$25012-01-2017
Trevor Scott DavenportRaymond James Financial Services, Inc.INVEST Financial Corporation02-27-2017
Timothy William HughesRaymond James Financial Services, Inc.LaSalle St Securities, L.L.C.08-30-2016
Susan Joy CobeyRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2014
Stacy Ray BrownRaymond James Financial Services, Inc.Prospera Financial Services, Inc.$10007-31-2019
Shaun David SearleRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-16-2012
Scott C RushRaymond James Financial Services, Inc.Morgan Stanley$33002-10-2012
Saletha Margaret FullerRaymond James Financial Services, Inc.Investacorp, Inc.$50009-25-2017
Ronald Lance BakerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15001-30-2015
Randall Wayne FowlerRaymond James Financial Services, Inc.The O.N. Equity Sales Company$25011-08-2018
Nathan Wakefield FisherRaymond James Financial Services, Inc.Edward Jones$15002-19-2009
Nathan Todd HabermanRaymond James Financial Services, Inc.Arvest Wealth Management03-18-2016
Michael James StuberRaymond James Financial Services, Inc.Avantax Investment Services, Inc.05-20-2015
Mary Susan WoodRaymond James Financial Services, Inc.Cetera Investment Services LLC$10009-30-2009
Martina Delese GoddardRaymond James Financial Services, Inc.Cetera Investment Services LLC$25001-05-2010
Mark Anthony JohnsonRaymond James Financial Services, Inc.Morgan Stanley$25001-16-2018
Linda Beth RainwaterRaymond James Financial Services, Inc.Edward Jones$25001-15-2016
Leah Anne BrooksRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$10010-14-2015
Lance SkalnikRaymond James Financial Services, Inc.Cetera Investment Services LLC$25009-30-2009
Kimberly Johanne KovacsRaymond James Financial Services, Inc.Cetera Investment Services LLC$25010-14-2015
Kimberly Jo GalbraithRaymond James Financial Services, Inc.PFS Investments Inc.05-31-2018
Kimberly Dawn HarrisonRaymond James Financial Services, Inc.Cetera Investment Services LLC09-30-2009
Kenneth Charles HeidenreichRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-01-2018
Keith Harold HolstenRaymond James Financial Services, Inc.Edward Jones$50001-22-2010
Karen Faye BrunsRaymond James Financial Services, Inc.Investacorp, Inc.09-25-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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