Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmie Darrel SummersWaddell & ReedCetera Investment Services LLC$10001-21-2020
Frederick Focke MischlerWaddell & ReedEdward Jones05-03-2016
Eric L. RussellWaddell & ReedJ.P. Morgan Securities LLC10-01-2015
John Gordy IVWaddell & ReedJ.P. Morgan Securities LLC06-08-2015
Robert Matthew MeredithWaddell & ReedJ.P. Morgan Securities LLC08-08-2014
Joseph Leon Bess IIWaddell & ReedJ.P. Morgan Securities LLC04-04-2014
Dallas Lee WheelerWaddell & ReedJ.P. Morgan Securities LLC04-01-2014
Blake Adam BullardWaddell & ReedJ.P. Morgan Securities LLC03-03-2014
Michael David WatsonWaddell & ReedJ.P. Morgan Securities LLC02-28-2014
Paul Douglas StanleyWaddell & ReedJ.P. Morgan Securities LLC$10010-15-2013
David Lawrence MorganWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2011
Rebecca Colleen BurrowsWaddell & ReedLincoln Investment07-05-2011
Brian Jacob WellsWaddell & ReedFarmers Financial Solutions, LLC01-27-2010
Meredith Elaine DennisWaddell & ReedSecurian Financial Services, Inc.10-29-2009
Tristan Edward DottsWaddell & ReedEdward Jones08-05-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.