Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua RoperTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC09-12-2019
Juanita Suzanne JacksonMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC08-29-2019
Tyler FieldsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Tracy Ann MillerMiller Private Wealth LLCThird Seven Advisors, LLC08-26-2019
Ronald David JacksonAmeriprise Financial Services, Inc.Edward Jones08-23-2019
Jerry Agate HerzbergCambridge Investment Research, Inc.AXA Advisors, LLC08-23-2019
Eric Douglas BurkholderBurkholder Wealth ManagementThe Legacy Financial Group, Inc.08-16-2019
Kyle Charles JacksonJackson Wealth Advisors LLCCambridge Investment Research, Inc.08-15-2019
Melinda Jane PerryBOK Financial Securities, Inc.Cadent Capital Advisors, LLC08-12-2019
Lori A WinfieldWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC08-12-2019
Richard Lee Adamson Jr.BancWest Investment Services, Inc.AE Wealth Management, LLC08-05-2019
Marshall Metcalf FraserPerspective Advisors, LLCSeraph Capital Associates, LLC08-05-2019
Amy Michelle MillionFSC Securities CorporationEdward Jones07-25-2019
Caroline B. HammMML Investors Services, LLCNYLIFE Securities LLC07-24-2019
Glenn Paul JohnsonMWA Financial Services Inc.Farmers Financial Solutions, LLC07-16-2019
Brandy Dusa PearceEdward JonesEide Bailly Advisors, LLC07-11-2019
Amanda Lynn JezikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley07-09-2019
Lisa Marie SuurmeyerNorthwestern Mutual Investment Services, LLCEdward Jones07-01-2019
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Jeff Corey McElroyBOK Financial Securities, Inc.LPL Financial LLC$10008-20-2019
Stacy Ray BrownRaymond James Financial Services, Inc.Prospera Financial Services, Inc.$10007-31-2019
Timothy Matthew MurphyArvest Wealth ManagementWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25008-27-2019
Jennifer NicholsRaymond James Financial Services, Inc.Prospera Financial Services, Inc.$25007-31-2019
Adam Wade HewettEdward JonesJ.P. Morgan Securities LLC$25007-15-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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