Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elena Silvia VoinNext Financial Group, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Christopher Lee RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Mitchell N RaskLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jane M MillerLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Jeffrey Michael ElorriagaLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-28-2020
Tom Smothers Bill Smothers LPL Financial LLCKMS Financial Services, Inc.$22009-18-2020
Tommy E SmothersLPL Financial LLCKMS Financial Services, Inc.$8309-18-2020
William E SmothersLPL Financial LLCKMS Financial Services, Inc.$9509-18-2020
Desiree Joy DavenhillKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC09-14-2020
Michael J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Michael Joseph Alesandro JrFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC09-09-2020
Heather Michelle MetcalfSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Larry Wendel MathisSagePoint Financial, Inc.LPL Financial LLC$1009-02-2020
Daniel John MurphySagePoint Financial, Inc.LPL Financial LLC$10009-01-2020
Samantha Gay PittsSagePoint Financial, Inc.LPL Financial LLC09-01-2020
Michael Clair StrattonAmerican Independent Securities Group, LLCPrivate Client Services, LLC09-01-2020
Celia Miller MuellerBlue Water WealthSecurities America Advisors, Inc.09-01-2020
John Lewis CookSagePoint Financial, Inc.LPL Financial LLC09-01-2020
Peter Kristian KotkasCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2509-01-2020
Dimitry Petrovich MakhanovE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Fred Christian SchellerSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Conrad Earl PearsonSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Robert Frederick KaysSCF Securities, Inc.KMS Financial Services, Inc.08-31-2020
Matthew Edward MaiPrice Financial Group Wealth ManagementFSC Securities Corporation08-28-2020
Veronica Elaine HennesseyFarmers Financial Solutions, LLCCountry Capital Management Company08-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.