Advisers on the Move
Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
For production and additional details, click on adviser(s) name for full profile.
«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Don Wells Jr., Kyle Wells | D.A. Davidson & Co. | Wells Fargo Advisors | $200 | 09-28-2018 |
| Perry Stannard | Stifel Nicolaus & Co. | Wells Fargo Advisors | $34 | 08-28-2018 |
| Hobart Marliave | Stifel Nicolaus & Co. | Wells Fargo Advisors | $43 | 08-27-2018 |
| Tony Urdes, Bianca Urdes | Stifel Nicolaus & Co. | UBS Financial Services | $300 | 04-20-2018 |
| Jason Bratt, David Nanson, Ashley Colvin | Dynasty Financial Partners | UBS Financial Services | $228 | 12-05-2017 |
| Lance Steinberg | LPL Financial | Wells Fargo Advisors | $125 | 11-02-2017 |
| Michael Pickett | LPL Financial | Edward Jones | $51 | 07-19-2017 |
| Tonya Nichols | RBC Wealth Management | Robert W. Baird & Co. | $122 | 06-02-2017 |
| Forbes Robinson | Financial Advocates Investment Management | Waddell and Reed | $60 | 05-17-2017 |
| Jay Tobias | LPL Financial | Wells Fargo Advisors | $96 | 05-01-2017 |
| Katherine Fisher-Schultz | Raymond James | Morgan Stanley Wealth Management | $173 | 01-04-2017 |
| Sheree Arntson | Allium Financial Advisors | Arnerich Massena | $1,000 | 10-05-2016 |
| Marc Alport | Wells Fargo Advisors | Morgan Stanley Wealth Management | $65 | 08-05-2016 |
| Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-Rasmussen | Raymond James | Foresters Financial | $240 | 07-11-2016 |
| Timothy Stalsberg | Wells Fargo Advisors | Morgan Stanley Wealth Management | $100 | 04-08-2016 |
| Edward J. Murphy III | RBC Wealth Management | UBS Financial Services | $150 | 10-29-2015 |
| Michael McDonald | LPL Financial | U.S. Bancorp Investments | $75 | 09-02-2015 |
| Jane Drew, Katherine Drew | Wells Fargo Advisors | Bank of America Merrill Lynch | $278 | 08-07-2015 |
| Paul Carlson | LPL Financial | Edward Jones | $103 | 06-19-2015 |
| Jason Doneth | Ameriprise Financial | LPL Financial | $147 | 05-15-2015 |
| Kraig Kerr, Michael Larlee | D.A. Davidson & Co. | Bank of America Merrill Lynch | $350 | 04-30-2015 |
| Mitchell Rask, Christopher Rask, Jane Miller | Wells Fargo Advisors | Morgan Stanley Wealth Management | $244 | 04-17-2015 |
| James G. Osborne | Ameriprise Financial | Wells Fargo Advisors | $88 | 11-28-2014 |
| Will Dietz | Commonwealth Financial Network | RBC Wealth Management | $60 | 11-07-2014 |
| Richard Lee, Brandon Blair, Mike Costa, Barbara Hacke Resch | Wells Fargo Advisors | Morgan Stanley Wealth Management | $311 | 05-02-2014 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
