Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q2 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| George Alan Riemer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $80 | 05-28-2019 |
| Roger Eugene Vlach | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $96 | 05-23-2019 |
| Jeremy Rogue Vlach | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $100 | 05-23-2019 |
| Brooke Laurel Riemer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | — | 05-23-2019 |
| George Alan Riemer | RBC Capital Markets, LLC | Wells Fargo Clearing Services, LLC | $80 | 05-23-2019 |
| Susanne E. Atondo | Edward Jones | Wells Fargo Clearing Services, LLC | — | 04-18-2019 |
| Raymond James Albano | LPL Financial LLC | D.A. Davidson & Co. | $150 | 03-21-2019 |
| Stephen John Schor | RBC Capital Markets, LLC | D.A. Davidson & Co. | — | 03-18-2019 |
| Christopher Hong-Pui Yeung | U.S. Bancorp Investments, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-11-2019 |
| Cody Michael Calabrese | Edward Jones | Wells Fargo Clearing Services, LLC | — | 03-01-2019 |
| Tracy Lewis Ronningen | SkyOak Wealth | Skyoak Wealth Management, Inc. | — | 02-22-2019 |
| Gary Michael Duvall | Money Concepts Capital Corp | Cetera Investment Services LLC | $1 | 02-14-2019 |
| Jennifer Lynne Raimondi | Raymond James & Associates, Inc. | Wells Fargo Clearing Services, LLC | $25 | 02-13-2019 |
| John Kenneth Aspell | Raymond James & Associates, Inc. | Wells Fargo Clearing Services, LLC | — | 02-13-2019 |
| Mark Andrew Reifschneider | Raymond James & Associates, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 02-13-2019 |
| Paul Bradley Waterman | Raymond James & Associates, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 02-13-2019 |
| Rachel Christine Clawson | Metrist Wealth Advisors | Avier Wealth Advisors | — | 02-08-2019 |
| Nora Lentz Mickelson | Edward Jones | Wells Fargo Clearing Services, LLC | — | 02-01-2019 |
| Ralph Gregory Hughes | Intervest International Equities Corporation | Independent Financial Group, LLC | $1 | 01-16-2019 |
| Keffe Brian Dillon | Cetera Investment Services LLC | CUSO Financial Services, L.P. | — | 01-11-2019 |
| Danny Brent Berryman | PlanMember Securities Corporation | LPL Financial LLC | — | 01-09-2019 |
| Christopher David Werner | Commonwealth Financial Network | Wells Fargo Advisors Financial Network, LLC | $25 | 01-02-2019 |
| Joshua Warren Tschirgi | Independent Financial Group, LLC | Client One Securities LLC | $25 | 01-02-2019 |
| Jeffrey Daniel Holman | LPL Financial LLC | Parkland Securities, LLC | $50 | 12-14-2018 |
| Robert Joseph Caldwell | Price Financial Group Wealth Management | FSC Securities Corporation | — | 12-14-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.
