Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Erwin MeyerLPL Financial LLCKMS Financial Services, Inc.$10005-11-2020
Gregory Samuel MeyerLPL Financial LLCKMS Financial Services, Inc.05-11-2020
Kenneth Paul HughieCetera Investment Services LLCKey Investment Services LLC05-04-2020
Michael Todd BartosRaymond James & Associates, Inc.Wells Fargo Advisors, LLC$1,00004-23-2020
Edward Dayan RubinCUSO Financial Services, L.P.CUSO Financial Services, L.P.04-20-2020
Jane Lee HoseltonRBC Capital Markets, LLCRBC Capital Markets, LLC$15004-17-2020
Ronald Scott BrightAmeriprise Financial Services, LLCEdward Jones$14704-14-2020
Joshua Adam KammererKingsview Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Phillip P. WilliamsKingsview Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Jessica Rae PoehlerU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.04-01-2020
Steven Jay SilverClear Creek Financial Management, LLCWillamette Financial Advisors, LLC04-01-2020
Ronald Martin HydeLPL Financial LLCSecurities America, Inc.03-30-2020
James L. Sylvia IITD Ameritrade Investment Management, LLCHornor, Townsend & Kent, LLC03-19-2020
Samuel Frederick Niesslein Jr.Edward JonesCUSO Financial Services, L.P.$10003-13-2020
Alicia M ItzainaCapstone Wealth Advisors, LLCMorgan Stanley03-13-2020
Stephanie Danielle Thompson-ButticeRange Financial Group, LLCHuman Investing03-11-2020
Steven D HarphamRange Financial Group, LLCHuman Investing03-11-2020
John Taylor ClosiVista Wealth Management Group, LLCClear Resource Group, LLC03-09-2020
Jennifer Flickingertru Independence Asset Management, LLCUmpqua Investments, Inc.03-06-2020
Veronica Patricia SantanaFidelity Brokerage Services LLCNYLIFE Securities LLC03-05-2020
Allan Paul SommerNorthwestern Mutual Investment Services, LLCEdward Jones03-04-2020
Christopher Paul HaddonNorthwest Capital Management Inc.RBC Capital Markets, LLC$15003-03-2020
John Albert OemingAegis Capital Corp.Commonwealth Financial Network$5003-02-2020
John Floyd OlsonEdward JonesNBC Securities, Inc.03-02-2020
Thomas Wayne Davis Jr.Lion Street Financial, LLCAmerican Independent Securities Group, LLC02-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.