Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (current quarter)

Recruiting Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	11
3. LPL Financial	6
4. Ameriprise Financial	5
5. UBS Financial Services	5

Recruiting Losses

Firm	Total Moves
1. Wells Fargo Advisors	22
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	7
4. Ameriprise Financial	5
5. LPL Financial	5

Net Gains

Firm	Total Moves
1. Stifel Nicolaus & Co.	18
2. Raymond James	8
3. Janney Montgomery Scott	4
4. Kingsview Asset Management	3
5. Robert W. Baird & Co.	3

Net Losses

Firm	Total Moves
1. Wells Fargo Advisors	19
2. Merrill Lynch	12
3. Morgan Stanley Wealth Management	6
4. Hilliard Lyons	2
5. Bank of America Merrill Lynch	2

Latest moves

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Adviser(s)	Firm joining	Firm leaving	AUM ($M)	Date
Carrie Mullins, Sara Tanner, Susan Perry, Sierra Swidrak, Davis Siliga, Kalin Rooney	LPL Financial	Foresters Financial	$390	04-02-2019
Don Wells Jr., Kyle Wells	D.A. Davidson & Co.	Wells Fargo Advisors	$200	09-28-2018
Perry Stannard	Stifel Nicolaus & Co.	Wells Fargo Advisors	$34	08-28-2018
Hobart Marliave	Stifel Nicolaus & Co.	Wells Fargo Advisors	$43	08-27-2018
Tony Urdes, Bianca Urdes	Stifel Nicolaus & Co.	UBS Financial Services	$300	04-20-2018
Jason Bratt, David Nanson, Ashley Colvin	Dynasty Financial Partners	UBS Financial Services	$228	12-05-2017
Lance Steinberg	LPL Financial	Wells Fargo Advisors	$125	11-02-2017
Michael Pickett	LPL Financial	Edward Jones	$51	07-19-2017
Tonya Nichols	RBC Wealth Management	Robert W. Baird & Co.	$122	06-02-2017
Forbes Robinson	Financial Advocates Investment Management	Waddell and Reed	$60	05-17-2017
Jay Tobias	LPL Financial	Wells Fargo Advisors	$96	05-01-2017
Katherine Fisher-Schultz	Raymond James	Morgan Stanley Wealth Management	$173	01-04-2017
Sheree Arntson	Allium Financial Advisors	Arnerich Massena	$1,000	10-05-2016
Marc Alport	Wells Fargo Advisors	Morgan Stanley Wealth Management	$65	08-05-2016
Jeffrey Grandy, Sophia Bliablias-Grandy, Douglas Souvenir, Keoni Hudson-Rasmussen	Raymond James	Foresters Financial	$240	07-11-2016
Timothy Stalsberg	Wells Fargo Advisors	Morgan Stanley Wealth Management	$100	04-08-2016
Edward J. Murphy III	RBC Wealth Management	UBS Financial Services	$150	10-29-2015
Michael McDonald	LPL Financial	U.S. Bancorp Investments	$75	09-02-2015
Jane Drew, Katherine Drew	Wells Fargo Advisors	Bank of America Merrill Lynch	$278	08-07-2015
Paul Carlson	LPL Financial	Edward Jones	$103	06-19-2015
Jason Doneth	Ameriprise Financial	LPL Financial	$147	05-15-2015
Kraig Kerr, Michael Larlee	D.A. Davidson & Co.	Bank of America Merrill Lynch	$350	04-30-2015
Mitchell Rask, Christopher Rask, Jane Miller	Wells Fargo Advisors	Morgan Stanley Wealth Management	$244	04-17-2015
James G. Osborne	Ameriprise Financial	Wells Fargo Advisors	$88	11-28-2014
Will Dietz	Commonwealth Financial Network	RBC Wealth Management	$60	11-07-2014

Showing 1 to 25 of 48 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.