Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott BarkerMoss Adams Securities & Insurance LLC1st Global Advisors Inc05-21-2012
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Tony Herbert DavidsonTony H. Davidson Comprehensive Financial Management, LLC1st Global Capital Corp.01-11-2013
Brad Harrington SeyfferPaulson Investment Company LLCAdvanced Equities, Inc.04-19-2013
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
Tari Leigh KinatederMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-11-2012
Tamara Lynn StoverCentaurus Financial, Inc.Allstate Financial Services, LLC02-16-2018
Don EspinozaFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-10-2017
Christopher John YorgesWaddell & ReedAllstate Financial Services, LLC10-08-2015
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC$2504-16-2015
Eugene Leroy Williams Jr.Country Capital Management CompanyAllstate Financial Services, LLC12-09-2014
Terry L GroomLPL Financial LLCAllstate Financial Services, LLC12-18-2013
Steven Kent SauveFirst Allied Securities, Inc.Allstate Financial Services, LLC03-08-2013
Richard Robert FilleyFirst Allied Securities, Inc.Allstate Financial Services, LLC01-15-2013
Thomas Patrick MallenT/R Financial Management Group, LLCAllstate Financial Services, LLC07-19-2012
Gregory Daniel ScottFarmers Financial Solutions, LLCAllstate Financial Services, LLC$2504-18-2012
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Shirley Ann HibbsWorld Group Securities, Inc.Allstate Financial Services, LLC01-24-2009
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Dione Esther YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.09-18-2015
Michael James HoffmanQuestar Capital CorporationAmerican Independent Securities Group, LLC09-08-2016
Dean Edward HerodFortune Financial Services, Inc.American Independent Securities Group, LLC06-14-2013
Nicholas P NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Next Page »

Showing 1 to 25 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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