Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Scott BarkerMoss Adams Securities & Insurance LLC1st Global Advisors Inc05-21-2012
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Tony Herbert DavidsonTony H. Davidson Comprehensive Financial Management, LLC1st Global Capital Corp.01-11-2013
Brad Harrington SeyfferPaulson Investment Company LLCAdvanced Equities, Inc.04-19-2013
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
Tari Leigh KinatederMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-11-2012
Tamara Lynn StoverCentaurus Financial, Inc.Allstate Financial Services, LLC02-16-2018
Don EspinozaFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-10-2017
Christopher John YorgesWaddell & ReedAllstate Financial Services, LLC10-08-2015
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC$2504-16-2015
Eugene Leroy Williams Jr.Country Capital Management CompanyAllstate Financial Services, LLC12-09-2014
Terry L GroomLPL Financial LLCAllstate Financial Services, LLC12-18-2013
Steven Kent SauveFirst Allied Securities, Inc.Allstate Financial Services, LLC03-08-2013
Richard Robert FilleyFirst Allied Securities, Inc.Allstate Financial Services, LLC01-15-2013
Thomas Patrick MallenT/R Financial Management Group, LLCAllstate Financial Services, LLC07-19-2012
Gregory Daniel ScottFarmers Financial Solutions, LLCAllstate Financial Services, LLC$2504-18-2012
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Shirley Ann HibbsWorld Group Securities, Inc.Allstate Financial Services, LLC01-24-2009
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Dione Esther YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Fidelity Securities, Inc.09-18-2015
Michael James HoffmanQuestar Capital CorporationAmerican Independent Securities Group, LLC09-08-2016
Dean Edward HerodFortune Financial Services, Inc.American Independent Securities Group, LLC06-14-2013
Nicholas P NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Next Page »

Showing 1 to 25 of 1,539 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.