Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corey Malcom NeistadtAlturas Wealth Management, LLC1st Global Capital Corp.08-29-2019
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Tony Herbert DavidsonDavidson & Watson Financial1st Global Capital Corp.01-11-2013
Matthew Alexander MajewskiEdward JonesAIG Capital Services, Inc.03-01-2019
Cody Robert RoosLPL Financial LLCALLELUIA FINANCIAL LLC10-31-2018
William Ayers HarrisLongstream Capital Management LLCAllen Capital Management, LLC04-20-2017
David Brian VoydikIAMS Wealth Management, LLCAllstate Financial Services, LLC04-25-2019
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC$2504-16-2015
Rebecca Marie VanhornLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Eugene Leroy Williams JrCountry Capital Management CompanyAllstate Financial Services, LLC12-09-2014
Gregory Daniel ScottFarmers Financial Solutions, LLCAllstate Financial Services, LLC$2504-18-2012
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Mark Gilbert WaltonM Holdings Securities, Inc.Alvarez & Marsal Securities, LLC$5006-24-2015
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Thomas Wayne DavisLion Street Financial, LLCAmerican Independent Securities Group, LLC02-24-2020
Dean Edward HerodFortune Financial Services, Inc.American Independent Securities Group, LLC06-14-2013
Nicholas P NachburAmeriprise Financial Services, LLCAmerican Portfolios Financial Services, Inc.$7703-31-2017
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Ralph Edward LuchterhandLPL Financial LLCAmeriprise Financial Services, LLC$5005-20-2020
Anthony Carmen MessanoRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC12-17-2019
Emily Ann SecordFirst Allied Securities, Inc.Ameriprise Financial Services, LLC$1111-15-2019
David John StuehlingIntegrated Wealth Concepts LLCAmeriprise Financial Services, LLC$2511-08-2019
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, LLC05-24-2019
Scott Allan TheodorsonVergePointe Wealth Management, LLCAmeriprise Financial Services, LLC04-22-2019
Renata GarbowskiEdward JonesAmeriprise Financial Services, LLC04-18-2019
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Showing 1 to 25 of 1,373 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.