Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan JonesRaymond James Financial Services, Inc.1st Global Capital Corp.03-12-2013
Tony Herbert DavidsonTony H. Davidson Comprehensive Financial Management, LLC1st Global Capital Corp.01-11-2013
John Wallace IcenhowerFSC Securities CorporationAdvantage Capital Corporation$20002-27-2009
Gregory Conrad MottauFSC Securities CorporationAdvantage Capital Corporation$15002-27-2009
Matthew Alexander MajewskiEdward JonesAIG Capital Services, Inc.03-01-2019
William Ayers HarrisLongstream Capital Management LLCAllen Capital Management, LLC04-20-2017
Stacee Rae MalcolmLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Rebecca Marie VanhornLPL Financial LLCAllstate Financial Services, LLC04-16-2015
Eugene Leroy Williams Jr.Country Capital Management CompanyAllstate Financial Services, LLC12-09-2014
Gregory Daniel ScottFarmers Financial Solutions, LLCAllstate Financial Services, LLC04-18-2012
Mark Garald DerbyNYLIFE Securities LLCAllstate Financial Services, LLC06-08-2010
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Dean Edward HerodFortune Financial Services, Inc.American Independent Securities Group, LLC06-14-2013
Nicholas P. NachburAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.$7703-31-2017
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Greg Gratian JurnaEdward JonesAmeriprise Financial Services, Inc.05-24-2019
Renata GarbowskiEdward JonesAmeriprise Financial Services, Inc.04-18-2019
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
Garrett Ryan McGinnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-16-2018
Hsin-Cheng KuoNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.10-27-2016
Joel A. GiustiCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.10-12-2016
Irena RadziszewskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-04-2014
Jeffrey Tyler SwansonNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-02-2014
Andrew J. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-04-2013
Geoffrey Denison LarocheLPL Financial LLCAmeriprise Financial Services, Inc.$1001-11-2013
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Showing 1 to 25 of 1,188 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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