Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Dave Steed'A' Street Financial Advisors, Inc.Raymond James Financial Services, Inc.08-23-2012
Richard Alan Jones1st Global Capital Corp.Raymond James Financial Services, Inc.01-27-2012
Douglas John MccaslinAegis Capital Corp.JHS Capital Advisors, LLC$2507-02-2015
Eric William DavidsonAegis Capital Corp.JHS Capital Advisors, LLC$2507-02-2015
Glen Steven DavisAegis Capital Corp.JHS Capital Advisors, LLC$15007-02-2015
Matthew Roger MillerAegis Capital Corp.JHS Capital Advisors, LLC$107-02-2015
Peter Chiasson JonesAegis Capital Corp.JHS Capital Advisors, LLC$15007-02-2015
Amy Barbara BarnesAldrich Wealth LPTIAA-CREF Individual & Institutional Services, LLC06-28-2016
Alex Ryan KilianAldrich Wealth LPRaymond James Financial Services, Inc.01-13-2016
Sheree ArntsonAllium Financial AdvisorsArnerich Massena$1,00010-05-2016
Pradeep TempalliAllium Financial Advisors, LLCtru Independence Asset Management, LLC06-29-2017
Tamara Lynn StoverAllstate Financial Services, LLCIndependent Financial Group, LLC10-31-2016
Corey Dean ZurcherAllstate Financial Services, LLCLincoln Financial Advisors Corporation10-06-2016
Brian Todd MoreauAllstate Financial Services, LLCState Farm VP Management Corp.07-05-2016
Lorenzo Giovanni SerafiniAllstate Financial Services, LLCFarmers Financial Solutions, LLC01-21-2016
Mark Mitsuo MoriokaAllstate Financial Services, LLCPruco Securities, LLC.06-11-2015
Susan Gay SnyderAllstate Financial Services, LLCState Farm VP Management Corp.09-12-2014
Bradford Albert LosekeAllstate Financial Services, LLCThrivent Investment Management Inc.09-01-2014
David Brian VoydikAllstate Financial Services, LLCPrincipal Securities, Inc.12-04-2013
Noe Bardomiano LumbrerasAllstate Financial Services, LLCTransamerica Financial Advisors, Inc10-31-2012
Michael K NauAllstate Financial Services, LLCNYLIFE Securities LLC$2507-11-2011
Steven Douglas StilesAllstate Financial Services, LLCFirst Allied Securities, Inc.$15006-21-2010
Brian Robert WestAllstate Financial Services, LLCState Farm VP Management Corp.$2506-07-2010
Sally Ann WolfeAllstate Financial Services, LLCSII Investments, Inc.08-19-2009
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.$2502-17-2009
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Showing 1 to 25 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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