Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$5001-01-2009
Guerllamo Mark JimenezOptimum Capital StrategiesTD Ameritrade, Inc.01-06-2009
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Brynie James RobinsonEdward JonesAmeriprise Financial Services, LLC$5001-20-2009
Ladd Cameron McKittrickLPL Financial LLCEdward Jones01-23-2009
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$5001-30-2009
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.$2502-04-2009
Curtis Wallace FaulknerRBC Capital Markets, LLCMorgan Stanley & Co. LLC$15002-05-2009
Elizabeth A HoefleRBC Capital Markets, LLCMorgan Stanley & Co. LLC$15002-05-2009
Matthew Bartlett SorensonRBC Capital Markets, LLCUBS Financial Services Inc.$11502-06-2009
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.$5002-10-2009
Gregory Lawrence JacobsWedbush Securities Inc.Morgan Stanley & Co. LLC$5002-11-2009
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.$2502-12-2009
Jeffrey Allen HegstromWedbush Securities Inc.Citigroup Global Markets Inc.02-13-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$15002-13-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$50002-13-2009
David H JoeRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10002-13-2009
Tinh Thanh NguyenUmpqua Investments, Inc.Citigroup Global Markets Inc.$50002-13-2009
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Danny Edward SawyerSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.$1202-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Colleen Fae Van BlaricomUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.$2502-17-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
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Showing 1 to 25 of 1,373 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.