Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Converse SatterleeHIMCO Distribution Services CompanyMML Investors Services, LLC02-15-2010
Paul Arthur SchoenbornEdward JonesVALIC Financial Advisors, Inc.02-26-2010
William Paul AnfusoCordant, Inc.Morgan Stanley$15002-26-2010
Daniel Jacob FrankelCordant, Inc.Morgan Stanley02-26-2010
Dawn Marie PageCordant, Inc.Morgan Stanley03-01-2010
Robert A. LindbloomUmpqua Investments, Inc.Edward Jones03-02-2010
Jeffrey Michael PisanMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5003-05-2010
Ty Anthony GaroRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC03-16-2010
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley03-17-2010
Susanne E. AtondoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-18-2010
Casey A McCrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.03-19-2010
Anthony Hurlbut FisherMorgan StanleyUBS Financial Services Inc.03-19-2010
Michael Everett WilliamsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-22-2010
Janet Carole WoodUmpqua Investments, Inc.Cetera Investment Services LLC03-24-2010
Brian Matthew SmithEdward JonesCountry Capital Management Company03-29-2010
George Michael RiveraChase Investment Services Corp.Edward Jones$1004-01-2010
Laura Elizabeth DuvallLPL Financial LLCUmpqua Investments, Inc.$5004-01-2010
Anthony Kieth MayernikAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-05-2010
David John PerezRobert W. Baird & Co. IncorporatedMorgan Stanley$5004-09-2010
Thomas E. Nelson IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2010
Joseph Robert WilliamsFinancial Planners Northwest, Inc.Financial Planners Northwest, Inc.04-20-2010
Todd Kally BairdU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$10004-21-2010
Samuel Wallace Lee IIID.A. Davidson & Co.Morgan Stanley$1004-28-2010
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Dan Craig McLaughlinU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5005-05-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.