Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali TajipourWorld Capital Brokerage, Inc.Nationwide Securities, LLC$5007-08-2010
Jennifer Ann DavisSKYOAK WEALTH MANAGEMENT, INC.Investment Architects, Inc.07-08-2010
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Isaac Louis SamsaWoodbury Financial Services, Inc.Signator Investors, Inc.07-19-2010
Kathy ShultzShultz Financial Planning, LLCEdward Jones07-21-2010
Tyler Anthony LulayRaymond James Financial Services, Inc.NYLIFE Securities LLC08-04-2010
Julia Renee LindbergCommonwealth Financial NetworkEdward Jones$2508-06-2010
Louis Martin BaudendistelPaulson Investment Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2010
Anthony Allen ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
Stefanie Ann ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
John William GivensMorgan StanleyUBS Financial Services Inc.08-27-2010
Tommy Dean BentleyNational Planning CorporationSecurities America, Inc.09-01-2010
Jeffrey E RodgersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
Vaughn Smith Mcguire IIIU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.09-14-2010
Anthony Joseph WhiteState Farm VP Management Corp.Country Capital Management Company09-16-2010
Lonnie Kay TuckerMorgan StanleyEdward Jones09-16-2010
Michael Todd BartosWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-17-2010
Dale Harvey NelsonKMS Financial Services, Inc.Raymond James Financial Services, Inc.$10009-20-2010
Dean Alan DollarhideState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC09-20-2010
Jason R HaggartUBS Financial Services Inc.LPL Financial LLC09-20-2010
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$10009-23-2010
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Corey Blair CastnerMetLife Securities Inc.PFS Investments Inc.09-27-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-27-2010
Kevin Converse SatterleeU.S. Bancorp Investments, Inc.HIMCO Distribution Services Company09-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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