Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Martin JohansenLPL Financial LLCTransamerica Financial Advisors, Inc06-24-2010
Catha Alberta SimonsAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-24-2010
Kelly G. HigginsLPL Financial LLCEdward Jones$2506-25-2010
Steven Arthur RapfRBC Capital Markets, LLCUBS Financial Services Inc.06-25-2010
Mark Eric ChampionMorgan StanleyPiper Jaffray Investment Management, LLC06-28-2010
Erica Alikapala CortezWoodbury Financial Services, Inc.World Group Securities, Inc.06-29-2010
Jan Mark StouberU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5006-30-2010
Fiona Karen CosmannU.S. Bancorp Investments, Inc.Chase Investment Services Corp.06-30-2010
Travis Neil AllanChase Investment Services Corp.South Valley Wealth Management06-30-2010
Barbara Minelli SeamanPlanMember Securities CorporationMetLife Securities Inc.$5006-30-2010
John David CrabtreeU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-02-2010
Ali TajipourWorld Capital Brokerage, Inc.Nationwide Securities, LLC07-08-2010
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Isaac Louis SamsaWoodbury Financial Services, Inc.Signator Investors, Inc.07-19-2010
Robby Dean HarfstHarfst and Associates, Inc.Raymond James Financial Services Advisors, Inc$15007-21-2010
Kathy ShultzShultz Financial Planning, LLCEdward Jones07-21-2010
Bruce Edward PorterSMB Financial Services, Inc.Principal Securities, Inc.$5007-23-2010
Tyler Anthony LulayRaymond James Financial Services, Inc.NYLIFE Securities LLC08-04-2010
Julia Renee LindbergCommonwealth Financial NetworkEdward Jones$2508-06-2010
Louis Martin BaudendistelPaulson Investment Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-12-2010
Anthony Allen ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$2508-13-2010
Stefanie Ann ReelLiberty Capital Investment CorporationD.A. Davidson & Co.$1008-13-2010
Suzan Elizabeth ElderMorgan StanleyMorgan Stanley08-23-2010
John William GivensMorgan StanleyUBS Financial Services Inc.$5008-27-2010
Tommy Dean BentleyNational Planning CorporationSecurities America, Inc.$5009-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.