Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antone James GatherumGeneos Wealth Management, Inc.Securities America, Inc.$109-30-2010
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Michael Stewart LewisWells Fargo Investments, LLCMorgan Stanley09-30-2010
Scott Gordon GatherumGeneos Wealth Management, Inc.Securities America, Inc.$109-30-2010
William D SwancuttMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$2510-06-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5010-08-2010
Peter Barrett StreetHorace Mann Investors, Inc.Pruco Securities, LLC.10-13-2010
Daniel John AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-15-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-15-2010
Christopher David WernerWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC10-20-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Larry Lee ElliottSII Investments, Inc.MML Investors Services, LLC10-27-2010
Daniel Joseph FlorenceChase Investment Services Corp.Waddell & Reed10-29-2010
Randy Earl GayWells Fargo Advisors Financial Network, LLCAXA Advisors, LLC11-01-2010
Neal GovernorChase Investment Services Corp.Edward Jones11-04-2010
Kay Dee ColeClarity Wealth Development, LLCEdward Jones11-15-2010
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
Edward O. FelanWaddell & ReedEdward Jones$5012-01-2010
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley$1,00012-03-2010
Christian Frederic TujoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2010
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.$2512-17-2010
Andrew Richard StaleyCUSO Financial Services, L.P.USAA Financial Advisors, Inc.01-03-2011
Michael Edward MartindalePlanMember Securities CorporationWells Fargo Clearing Services, LLC$10001-03-2011
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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