Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey E RodgersMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2010
William Delacour Murphy Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5009-07-2010
Shalene Elise CaldwellWells Fargo Clearing Services, LLCMorgan Stanley$1009-07-2010
Vaughn Smith Mcguire IIIU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.$15009-14-2010
Anthony Joseph WhiteState Farm VP Management Corp.Country Capital Management Company09-16-2010
Lonnie Kay TuckerMorgan StanleyEdward Jones09-16-2010
Michael Todd BartosWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20009-17-2010
Dale Harvey NelsonKMS Financial Services, Inc.Raymond James Financial Services, Inc.$1009-20-2010
Dean Alan DollarhideState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC09-20-2010
Jason R HaggartUBS Financial Services Inc.LPL Financial LLC09-20-2010
Larry Emil VanlaninghamRBC Capital Markets, LLCMorgan Stanley$15009-23-2010
Kevin Charles MorriceRBC Capital Markets, LLCMorgan Stanley$5009-23-2010
Corey Blair CastnerMetLife Securities Inc.PFS Investments Inc.09-27-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Kevin Converse SatterleeU.S. Bancorp Investments, Inc.HIMCO Distribution Services Company09-28-2010
Michael Stewart LewisWells Fargo Investments, LLCMorgan Stanley09-30-2010
Antone James GatherumGeneos Wealth Management, Inc.Securities America, Inc.09-30-2010
Scott Gordon GatherumGeneos Wealth Management, Inc.Securities America, Inc.09-30-2010
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Rosemarie Wittmann Wittmann-SmithWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-05-2010
William D. SwancuttMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated10-06-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-08-2010
Peter B. StreetHorace Mann Investors, Inc.Pruco Securities, LLC.10-13-2010
Jane Elizabeth DrewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-15-2010
Oliver Reinhard CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-15-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.