Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark David NortmanLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2011
Matthew James WiensLPL Financial LLCAmeriprise Financial Services, Inc.$1008-19-2011
Erica Gail NortmanLPL Financial LLCAmeriprise Financial Services, Inc.08-19-2011
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
David Alan McLeanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7509-09-2011
Steven Chester BinnsPeregrine Asset Advisers, Inc.UBS Financial Services Inc.09-22-2011
Jeffery A. TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2011
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
Peggy O'Dell KessingerCedar Financial Advisors, LLCLIFESTYLE FINANCIAL PLANNING10-10-2011
Lawrence Roger BottemillerBottemiller PlanningCetera Advisor Networks LLC10-20-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
David Lee LouthanRobert W. Baird & Co. IncorporatedWedbush Securities Inc.$5010-21-2011
Gary Joe WinnWells Fargo Clearing Services, LLCMorgan Stanley$5010-21-2011
Casey Richard LongCetera Advisors LLCSecurities America, Inc.$1010-24-2011
Jeffrey William StclairCetera Advisors LLCSecurities America, Inc.10-24-2011
Ronald Wayne EllsworthCetera Advisors LLCSecurities America, Inc.10-24-2011
William Noel ThomasCetera Advisors LLCSecurities America, Inc.10-25-2011
Laura L. CoatsPrincipal Securities, Inc.Voya Financial Advisors, Inc.11-01-2011
William Edward WilsonKMS Financial Services, Inc.Symetra Investment Services, Inc.11-03-2011
Eric A. IngmireAmeriprise Financial Services, Inc.Symetra Investment Services, Inc.11-07-2011
Anders T. RamstadCambridge Investment Research, Inc.CRI Securities, LLC11-23-2011
Cole Florence KimballCambridge Investment Research, Inc.Securian Financial Services, Inc.11-23-2011
Gregory Patrick ErwinSapient Private Wealth Management, LLCSapient Private Wealth Management, LLC11-28-2011
Alan Ray RexiusSapient Private Wealth Management, LLCSapient Private Wealth Management, LLC11-28-2011
Tamara Lynn HumphriesSapient Private Wealth Management, LLCSapient Private Wealth Management, LLC11-28-2011
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Showing 326 to 350 of 1,164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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