Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Dufort LoweryParkland Securities, LLCPFS Investments Inc.05-23-2011
Christopher Andrew HatfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCRI Securities, LLC05-23-2011
Lonnie Eugene Gieber Jr.Waddell & ReedMorgan Stanley05-31-2011
Jeffry Lance HathawayChase Investment Services Corp.BancWest Investment Services, Inc.06-01-2011
Michelle Ruth DrewryKMS Financial Services, Inc.Ameritas Investment Corp.$106-01-2011
Scott Nolan WardAXA Advisors, LLCNYLIFE Securities LLC06-01-2011
Charissa Eilleen AndersonUmpqua Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2011
Steven Wayne SandersWells Fargo Clearing Services, LLCMorgan Stanley$2506-15-2011
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC$3906-24-2011
Daniel MacdonaldQuest Capital Strategies, Inc.J.P. Turner & Company, L.L.C.06-30-2011
David Sanford ErlandsonErlandson Wealth ManagementAmeriprise Financial Services, Inc.07-01-2011
Robin Edmund SchatzFintegra, LLCNext Financial Group, Inc.07-01-2011
Samuel Jung HauxwellRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-07-2011
Stanley Amos HauxwellRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-07-2011
Valerie Anne HobbsRaymond James Financial Services, Inc.RBC Capital Markets, LLC07-07-2011
Kenton Andrew HauxwellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-08-2011
Kyle Wayne CarlsonFarmers Financial Solutions, LLCCountry Capital Management Company07-11-2011
Michael K NauAllstate Financial Services, LLCNYLIFE Securities LLC$2507-11-2011
Thomas Edward PeekemaSMB Financial Services, Inc.Principal Securities, Inc.07-12-2011
Chad Alexander SwansonStrategic Financial Management, Inc.Morgan Stanley07-15-2011
Andrew Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$2507-18-2011
Robert E NorthWoodbury Financial Services, Inc.SII Investments, Inc.07-18-2011
Lisa Ann BrummAXA Advisors, LLCPark Avenue Securities LLC07-19-2011
David Charles HausamCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.07-25-2011
Robert Henry EhlenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-25-2011
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Showing 351 to 375 of 1,545 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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