Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Elliot LowenthalUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Tinh Thanh NguyenUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Colleen Fae Van BlaricomUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Jeffrey Allen HegstromWedbush Securities Inc.Citigroup Global Markets Inc.$10002-13-2009
Danny Edward SawyerSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.02-13-2009
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1002-13-2009
John Joseph BacialliUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-17-2009
William Martin Johnson IIAllstate Financial Services, LLCState Farm VP Management Corp.02-17-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
Mark Tennyson DwightLPL Financial LLCCetera Advisor Networks LLC02-25-2009
Stacy Allan NollPhillips & CompanyPhillips & Company$10002-26-2009
George Francis DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Roger Eugene VlachWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Richard Cain MenchWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-27-2009
Phillip G. DamesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
John Anderson SchnieppWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC02-27-2009
Janice Colgate WrightWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5002-27-2009
Donald Charles VanderlaagUmpqua Investments, Inc.Citigroup Global Markets Inc.03-01-2009
Sally Jo PerkinsParkland Securities, LLCCambridge Investment Research, Inc.03-02-2009
Beverly Ann TilburyPFS Investments Inc.PFS Investments Inc.03-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.