Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa M KelsoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-08-2009
Mark Steven MooreSecurities America, Inc.Nationwide Securities, LLC05-11-2009
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC05-13-2009
Melvin Gerald DuncanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$10005-13-2009
Earl Brent TyeStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.05-14-2009
Mark Alan BuserWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.05-15-2009
Sergei Borisovich VassilenkoKey Investment Services LLCJackson National Life Distributors LLC05-21-2009
John Robert TaylorRBC Capital Markets, LLCMorgan Stanley & Co. LLC05-22-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.$5005-27-2009
Kelly Joseph LeonardD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Richard Roland CoenD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Robert John BlancEdward JonesLaSalle St. Securities, LLC05-29-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
Amy Esther ChapmanD.A. Davidson & Co.Citigroup Global Markets Inc.$5006-03-2009
Michael Kerry RuppD.A. Davidson & Co.Citigroup Global Markets Inc.06-03-2009
Daniel Robert BurnsBurns Capital Investment Advisors, Inc.Lincoln Financial Securities Corporation06-04-2009
Will DietzRBC Capital Markets, LLCUBS Financial Services Inc.06-04-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC$15006-08-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$15006-09-2009
Joshua Hayes LintonLPL Financial LLCPhillips & Company Securities Inc.06-09-2009
Nathan Eugene ConklinState Farm VP Management Corp.Country Capital Management Company$1006-09-2009
William Christopher McshaneUmpqua Investments, Inc.Morgan Stanley$10006-11-2009
Daniel John MurphyUmpqua Investments, Inc.Morgan Stanley06-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Mark Edward BurfordMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-22-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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