Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Karl Forras Jr.Wells Fargo Investments, LLCAsia Pacific Financial Management Group, Inc.06-26-2009
Fadia Azar HadeedFarmers Financial Solutions, LLCState Farm VP Management Corp.06-29-2009
Joshua Christopher Toan ElbertState Farm VP Management Corp.Country Capital Management Company06-29-2009
Richard Stanley ToddUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$106-30-2009
Ronald Eugene NaumannUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$2506-30-2009
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley$2507-02-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Patricia Shannon HeaslerWaddell & ReedUBS Financial Services Inc.07-09-2009
Steven Carlon Burch Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-10-2009
Raymond James AlbanoD.A. Davidson & Co.Wells Fargo Clearing Services, LLC07-22-2009
Tasha Immacolata WinklerKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2009
Timothy Teddy BeanLiberty Capital Investment CorporationAmeriprise Financial Services, Inc.$5007-29-2009
Jessica Lee ChristiansenKMS Financial Services, Inc.Mutual Service Corporation07-31-2009
Mark Andrew SchangEdward JonesMorgan Stanley$5007-31-2009
Larry Leon Hyatt Jr.Chase Investment Services Corp.Morgan Stanley08-01-2009
Michael Devin McdonaldU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC08-04-2009
Ronan Calceta GaudarioVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2009
Craig Ryan SmithOregon Trail Financial Services, IncMML Investors Services, LLC08-13-2009
Julia Michelle CarlsonLPL Financial LLCWorld Group Securities, Inc.$15008-13-2009
Jerome Kermit PriceSII Investments, Inc.Morgan Stanley08-14-2009
William Woosung KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-14-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.$50008-17-2009
Sally Ann WolfeAllstate Financial Services, LLCSII Investments, Inc.08-19-2009
SCOTT EVERETT SANDERSMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services Advisors, Inc08-19-2009
Donald Wayne BredehoeftOptimum Capital StrategiesTD Ameritrade, Inc.08-27-2009
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Showing 101 to 125 of 1,545 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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