Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Allan Mirick Rowell Jr.D.A. Davidson & Co.Morgan Stanley$10009-09-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley$2509-09-2009
William Edward ClaryD.A. Davidson & Co.Morgan Stanley$10009-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Joseph Edward OpsahlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2009
Kristin Elise HannemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2009
Joshua D FrankelMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-14-2009
Zachary Eaton BeckWells Fargo Investments, LLCChase Investment Services Corp.09-17-2009
Dustin Michael RueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-17-2009
Evan Lyle HersheyUmpqua Investments, Inc.Morgan Stanley$5009-18-2009
William James FussellPark Avenue Securities LLCTD Ameritrade Investment Management, LLC$10009-25-2009
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Janet Lee HarringtonWells Fargo Investments, LLCU.S. Bancorp Investments, Inc.09-30-2009
Richard Johnson Chaffee Jr.M Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC10-01-2009
John Palmer WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-05-2009
John McDonald TurmanTurman Financial Group, LLCInvestacorp Advisory Services Inc10-06-2009
Kimberly Rene SuperneauCetera Investment Services LLCBanc of America Investment Services, Inc.10-07-2009
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Eric Dean ChampagneChase Investment Services Corp.Phillips & Company10-09-2009
Jeffrey Sean SavageLPL Financial LLCNext Financial Group, Inc.10-12-2009
Jane HaviceKey Investment Services LLCKey Investment Services LLC10-16-2009
Robert Bruce JackmanLPL Financial LLCWells Fargo Clearing Services, LLC10-19-2009
Andrew Dibbrill JamisonMain Avenue Financial Services, LLCAmeriprise Financial Services, LLC10-20-2009
Justin Louis VaccaroRaymond James Financial Services, Inc.RBC Capital Markets, LLC10-23-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.