Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Otto LayneEdward JonesMorgan Stanley$5010-27-2009
Wai Ngan Henry YuSumma Global Advisors, LLCColdstream Securities, Inc.10-27-2009
Brian Philip BeckerM Holdings Securities, Inc.Becker & Suffern, Ltd.$2510-28-2009
Gwendolyn Sue O'ConnellJ.P. Turner & Company, L.L.C.Voya Financial Advisors, Inc.11-01-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$10011-06-2009
Richard Clark SkrondalWells Fargo Clearing Services, LLCMorgan Stanley11-06-2009
Nathan James Vander KleyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Terry Euell MorrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-10-2009
Robert Raymond MusanteLPL Financial LLCTransamerica Financial Advisors, Inc11-11-2009
Michelle Renae PowlisonMorgan StanleyEdward Jones11-13-2009
Gail Coulter HarrowerSII Investments, Inc.KMS Financial Services, Inc.11-16-2009
Curtis Fred BennettD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
David Michael PreszlerD.A. Davidson & Co.UBS Financial Services Inc.11-18-2009
Ronnie John SotoWells Fargo Clearing Services, LLCWaddell & Reed11-23-2009
Michael Lee MoenChase Investment Services Corp.Phillips & Company Securities Inc.$2512-01-2009
Tina Marie BadalianWells Fargo Investments, LLCKey Investment Services LLC12-03-2009
Eric Phillip StromChase Investment Services Corp.Ameriprise Financial Services, LLC$2512-03-2009
Lindsay Michelle KrivoshaRBC Capital Markets, LLCMorgan Stanley12-08-2009
Nicole Susan LolichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-09-2009
Arron Christopher DieterUmpqua Investments, Inc.Cetera Investment Services LLC$2512-11-2009
Robert Brian PrallIndependent Financial Group, LLCNext Financial Group, Inc.$5012-11-2009
Lonnie Eugene GieberMorgan StanleyFinancial Partner Network, LLC12-11-2009
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2009
Stanley Clayton LochrieEtesian Wealth Advisors, Inc.Moss Adams Wealth Advisors LLC12-16-2009
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.