Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Sam McKinleyChase Investment Services Corp.Paulson Investment Company LLC$5012-21-2009
William James FussellChase Investment Services Corp.Park Avenue Securities LLC$10012-21-2009
Benjamin F. De FiebreChase Investment Services Corp.NYLIFE Securities LLC01-01-2010
Steven Clyde HopkinsHIMCO Distribution Services CompanyLPL Financial LLC$1001-01-2010
Andrew M. RussellChase Investment Services Corp.MetLife Securities Inc.$1001-04-2010
Ronald Martin HydeKey Investment Services LLCWells Fargo Investments, LLC01-04-2010
Scott Allen ThigpenCS Planning CorpCS Planning Corp01-06-2010
Ray Allen CoxMorgan StanleyUBS Financial Services Inc.$10001-06-2010
Gwendolyn Patricia BestWaddell & ReedCUSO Financial Services, L.P.$1001-08-2010
Robert Everett StorlieSummit Brokerage Services, Inc.UBS Financial Services Inc.$10001-08-2010
Stephen Walker GreenChase Investment Services Corp.Phillips & Company01-11-2010
Jon Alan CorazzaFirst Allied Securities, Inc.First Allied Securities, Inc.$5001-12-2010
John Cronin MenefeeRBC Capital Markets, LLCMorgan Stanley$5001-15-2010
Thomas Francis MeagherRBC Capital Markets, LLCMorgan Stanley$15001-15-2010
Douglas M JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-15-2010
Todd Stevens McLaughlinD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-20-2010
Jeffrey Howard FrankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-21-2010
John Jay GoodhouseCountry Capital Management CompanyAmeriprise Financial Services, LLC01-26-2010
David Erich PistorFlight Capital Management, LLCUmpqua Investments, Inc.01-29-2010
Eric Vaughn SligerChase Investment Services Corp.Waddell & Reed02-01-2010
Stephen John SchorD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-03-2010
Luiz Augusto SoutomaiorCharles Schwab & Co., Inc.Thrivent Investment Management Inc.$10002-08-2010
Lorenzo B MerrillCetera Investment Services LLCUmpqua Investments, Inc.$1002-09-2010
Drew David AndersenAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-10-2010
Robert Sean O'ConnellChase Investment Services Corp.Edward Jones02-15-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.