Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Gordon GatherumGeneos Wealth Management, Inc.Securities America, Inc.09-30-2010
William D. SwancuttMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated10-06-2010
Michael Joseph CarranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2510-08-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2510-15-2010
John Alexander RunyanMorgan StanleyUBS Financial Services Inc.$15010-20-2010
Kay Dee ColeClarity Wealth Development, LLCEdward Jones11-15-2010
Douglas Arthur DavisWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5011-23-2010
Michael Allen LawyerD.A. Davidson & Co.Morgan Stanley$10012-01-2010
Edward O FelanWaddell & ReedEdward Jones12-01-2010
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
Lizabeth Mara DurrellLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
Troy James JohnstonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Carlos Alberto AraguasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Melinda Rose LewisVoya Financial Advisors, Inc.Voya Financial Partners, LLC$10001-03-2011
Audrey Elizabeth HeffronWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Camille Reda ZahrWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Zachary Eaton BeckWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Whitney Charles HillWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Joseph Leo MansfieldWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Gordon Stuart BrazingtonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Robert Nixon Munly IVWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Tobias Ian BeckWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Elle Amanda BrooksVoya Financial Advisors, Inc.Voya Financial Partners, LLC$2501-03-2011
Asoka Gaminee WeeraratneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Hank Matthew ClaytonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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