Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Edward MartindalePlanMember Securities CorporationWells Fargo Clearing Services, LLC01-03-2011
Eric Douglas KingVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Scott Lockwood WeaberWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Karly Therese BradburyVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Kimberly Frances BlackmoreVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Eric Laurence SandvallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Kyle Allen DayWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian William SimerAmeritas Investment Corp.Waddell & Reed$5001-19-2011
Neil Guy JaquesWells Fargo Clearing Services, LLCMorgan Stanley$10001-21-2011
John Christian RaafRAAF Investment Advisors, LLCConfluence Wealth Management LLC01-21-2011
William BeattyUBS Financial Services Inc.Morgan Stanley$15001-27-2011
James Monroe TrosenBridgetown Financial Group, LLCVALIC Financial Advisors, Inc.02-01-2011
Maro Artemio PazCUSO Financial Services, L.P.Workman Securities Corporation$1002-03-2011
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services Inc. Inc.03-04-2011
Derek David WilsonNationwide Securities, LLCNorthwestern Mutual Investment Services, LLC03-04-2011
Keralee SuttonEdward JonesMorgan Stanley$10004-01-2011
William Francis BaldwinCambridge Investment Research, Inc.FSC Securities Corporation$1004-01-2011
Brian Kirby StallcopLPL Financial LLCEdward Jones$5004-21-2011
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Ryan Snell McCarthyRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.04-26-2011
Gavin Trent Amato, Daniel Edward BuxtonRobert W. Baird & Co. IncorporatedMorgan Stanley$15004-28-2011
Craig Eugene CayfordValMark Securities, Inc.Clark Securities, Inc.$5005-03-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley$40005-04-2011
Robert Scott SmithConcorde Investment Services, LLCPacific West Securities, Inc.05-06-2011
Brian John LawrenceNorth Ridge Wealth Advisors, Inc.Headwater Investment Consulting, Inc.05-06-2011
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Showing 276 to 300 of 1,183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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