Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keegan Jay DennFIDELIS iMCutler Investment Counsel, LLC03-30-2012
Benjamin Todd NewellMiller Financial Group, LLCEdward Jones03-30-2012
Gary David AcheatelLPL Financial LLCRaymond James Financial Services Advisors, Inc$2504-05-2012
Corey Scott LevineLPL Financial LLCAmeriprise Financial Services, LLC04-05-2012
Timothy Michael MooneyEdward JonesMetLife Securities Inc.04-09-2012
Robin Patricia JacobsonEdward JonesChase Investment Services Corp.$2504-16-2012
Gregory Daniel ScottFarmers Financial Solutions, LLCAllstate Financial Services, LLC$2504-18-2012
Calvin Seaborn SumnerKMS Financial Services, Inc.Questar Capital Corporation04-20-2012
Daniel Thomas GellnerAmeriprise Financial Services, LLCLPL Financial LLC$3604-20-2012
Dana Avery WestenhaverJ.W. Cole Financial, Inc.Lincoln Financial Advisors Corporation04-20-2012
Justin M SumnerKMS Financial Services, Inc.Questar Capital Corporation04-24-2012
Mark Evans OlsenD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-30-2012
Matthew David FieldsRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2012
Brad PeaseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-08-2012
Joel Blount Larry Keudell Mike MorrisonWells Fargo Clearing Services, LLCMorgan Stanley$36805-21-2012
Jason Douglas BoothroydFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2012
Adam J DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-30-2012
Edward Frederick Wettig IiiRoyal Alliance Associates, Inc.Morgan Stanley$29906-08-2012
Mike Clancy Brad Anderson Steve BurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-18-2012
Steven Carlon Burch JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-18-2012
Craig Taylor WilcoxWells Fargo Clearing Services, LLCD.A. Davidson & Co.06-19-2012
Allen Victor SchutzkyLPL Financial LLCSouth Valley Wealth Management06-21-2012
Dan Craig McLaughlinKey Investment Services LLCU.S. Bancorp Investments, Inc.$5006-25-2012
Kristine Jean StawinskiUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-26-2012
Matthew Fields Tonya NicholsRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$17006-28-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.