Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Jo SperrySapient Private Wealth Management, LLCSapient Private Wealth Management, LLC11-28-2011
Corey Spencer JanoffCambridge Investment Research, Inc.CRI Securities, LLC11-28-2011
Evan Boston WhiteCambridge Investment Research, Inc.CRI Securities, LLC11-29-2011
James Colin FoxCambridge Investment Research, Inc.Securian Financial Services, Inc.11-29-2011
Suzanne Adele WioraKMS Financial Services, Inc.Commonwealth Financial Network12-02-2011
Shannon Edna PaulsenWaddell & ReedForesters Financial Services, Inc.12-02-2011
Ryan Timothy BeldingWaddell & ReedForesters Financial Services, Inc.12-02-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8012-05-2011
Vernon Lloy HenifinCentaurus Financial, Inc.Parkland Securities, LLC12-08-2011
Dennis Michael RamsdenCetera Advisor Networks LLCCentaurus Financial, Inc.01-03-2012
Julie Ann JohnsonTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Mary L. BennettTransamerica Financial Advisors, IncWorld Group Securities, Inc.$5001-06-2012
Lindy Butler ClarkTransamerica Financial Advisors, IncWorld Group Securities, Inc.$1001-06-2012
James Richard HathewayTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Shirley Ann HibbsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Timothy Wayne WootenTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Robert Stanley PughTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Ronald Franklin PompelTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
David Paul PromTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Andrew David LawsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Regina Weir MuterTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Deborah Lorraine DanielsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
David KomningTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Mary LennoxTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Ronald F. HanneganTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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