Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-02-2009
Daniel Robert BurnsBurns Capital Investment Advisors, Inc.Lincoln Financial Securities Corporation$1006-04-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC$15006-08-2009
Corey Amadeus BeucusLPL Financial LLCU.S. Bancorp Investments, Inc.06-09-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$15006-09-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$10006-11-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Fadia Azar HadeedFarmers Financial Solutions, LLCState Farm VP Management Corp.06-29-2009
Ronald Eugene NaumannUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$2506-30-2009
Royal Ray StandleyUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.$2506-30-2009
Richard Stanley ToddUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.06-30-2009
Stephen Lane WatkinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5007-01-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Timothy Teddy BeanLiberty Capital Investment CorporationAmeriprise Financial Services, LLC$5007-29-2009
Jessica Lee ChristiansenKMS Financial Services, Inc.Mutual Service Corporation07-31-2009
Mark Andrew SchangEdward JonesMorgan Stanley$5007-31-2009
Michael Patrick DevineCharles Schwab & Co., Inc.Purshe Kaplan Sterling Investments08-03-2009
Donald Wayne BredehoeftOptimum Capital StrategiesTD Ameritrade, Inc.08-27-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley$15009-09-2009
Allan Lee WrightD.A. Davidson & Co.Morgan Stanley09-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley$5009-09-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley$2509-09-2009
William Edward ClaryD.A. Davidson & Co.Morgan Stanley$15009-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.