Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee FarleyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Matthew Robert KibbeMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Steven Lesley WalterMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Michael Ronald LouaillierMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Allan SippleMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bonnie G HaslettMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Vern JacksonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Randall Allen YoungMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Christine Marie Schroeder-FainMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mark Joseph HaunMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
William Donald BrewerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Douglas Alan MoshofskyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Dennis Michael CollinsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jeremy John MillerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Scott Alfred DavidsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Javier Edmundo LizarragaMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Susan Lee BirdsongMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jeannette P McKenzieMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Neal Albert SchmaedickMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brent Douglas HighbergerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Richard Warren CleavengerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew George Rounsavelle CarterMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Adrian Thomas CroftsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Randy D CahnMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jeffrey Lee PalpantMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 51 to 75 of 1,176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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