Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ken Courtney AndersonMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Robert Shane SevcikMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey Arthur McKeownMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Eric James DulongMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Scott SalmonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2009
Daniel Robert BurnsBurns Capital Investment Advisors, Inc.Lincoln Financial Securities Corporation06-04-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-08-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
Nathan Eugene ConklinState Farm VP Management Corp.Country Capital Management Company06-09-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
Fadia Azar HadeedFarmers Financial Solutions, LLCState Farm VP Management Corp.06-29-2009
Ronald Eugene NaumannUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.06-30-2009
Richard Stanley ToddUnited Planners' Financial Services of America A Limited PartnerSagePoint Financial, Inc.06-30-2009
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley07-02-2009
Steven Anthony LelliD.A. Davidson & Co.Morgan Stanley$5007-08-2009
Timothy Teddy BeanLiberty Capital Investment CorporationAmeriprise Financial Services, Inc.$2507-29-2009
Mark Andrew SchangEdward JonesMorgan Stanley$1007-31-2009
Jessica Lee ChristiansenKMS Financial Services, Inc.Mutual Service Corporation07-31-2009
Julia Michelle CarlsonLPL Financial LLCWorld Group Securities, Inc.08-13-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.08-17-2009
Donald Wayne BredehoeftOptimum Capital StrategiesTD Ameritrade, Inc.08-27-2009
Robert Collins BeswickLPL Financial LLCMutual Service Corporation$1009-08-2009
Lawrence Stephen HayesLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 126 to 150 of 1,183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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