Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Allen PreiszLPL Financial LLCMutual Service Corporation09-08-2009
Carol Quillian BethuneLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Leland DavenportLPL Financial LLCMutual Service Corporation09-08-2009
Gregory Kent HansenLPL Financial LLCMutual Service Corporation09-08-2009
Daric Brandon LuceroLPL Financial LLCAssociated Securities Corp.09-08-2009
Kent Richmond FrancisD.A. Davidson & Co.Morgan Stanley09-09-2009
Robert Howard HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Richard Halden HutchinsD.A. Davidson & Co.Morgan Stanley09-09-2009
Allan Lee Wright, Allan Mirick Rowell Jr., William Edward ClaryD.A. Davidson & Co.Morgan Stanley09-09-2009
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley09-09-2009
Scott Thomas AyresState Farm VP Management Corp.American Family Securities, LLC09-29-2009
Richard Johnson Chaffee Jr.M Holdings Securities, Inc.Northwestern Mutual Investment Services, LLC10-01-2009
Clifford Brantley SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John McDonald TurmanTurman Financial Group, LLCInvestacorp, Inc.10-06-2009
Peter Jameson HooverD.A. Davidson & Co.Morgan Stanley$20010-07-2009
Jeffrey Sean SavageLPL Financial LLCNext Financial Group, Inc.10-12-2009
Andrew Dibbrill JamisonMain Avenue Financial Services, LLCAmeriprise Financial Services, Inc.10-20-2009
Rocky Lin ArnMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Edward Tucker BondurantMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Robert Bruce MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
David Paul MossMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Dean Alan WoolworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Conrad FrancoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Michael Louis LuperiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Tami Marie OlsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
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Showing 151 to 175 of 1,183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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