Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Jung HauxwellRaymond James Financial Services, Inc.Vanguard Marketing Corporation07-07-2011
Michael K NauAllstate Financial Services, LLCNYLIFE Securities LLC$2507-11-2011
Thomas Edward PeekemaSMB Financial Services, Inc.Principal Securities, Inc.07-12-2011
Andrew R SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-18-2011
Robert Douglas GreenmanVista Capital Partners, Inc.Great Northern Asset Management, LLC07-18-2011
Robert Henry EhlenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-25-2011
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Nathan James Vander KleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-08-2011
Rian James FladSMB Financial Services, Inc.Principal Securities, Inc.$1008-17-2011
Tyler Coughlin SimonesLPL Financial LLCKMS Financial Services, Inc.$10008-18-2011
Arnold Troy ReinhartNorthwest Quadrant Wealth ManagementKMS Financial Services, Inc.$10008-18-2011
Clark Robert Rob NyeRobert W. Baird & Co. IncorporatedSeattle Northwest Securities$22008-31-2011
Rebecca Raye RooksAmeriprise Financial Services, LLCWaddell & Reed$20009-02-2011
Karyn Marie ShirbrounMorgan StanleyUBS Financial Services Inc.$10009-12-2011
Steven Chester BinnsPeregrine Asset Advisers, Inc.UBS Financial Services Inc.09-22-2011
Jeffery A TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2011
Eric Paxton NiedermeyerWells Fargo Advisors Financial Network, LLCD.A. Davidson & Co.$15010-03-2011
Peggy ODell KessingerCedar Financial Advisors, LLCLIFESTYLE FINANCIAL PLANNING10-10-2011
Corey Aaron ProctorFidelity Brokerage Services LLCEdward Jones10-10-2011
Lawrence Roger BottemillerBottemiller PlanningCetera Advisor Networks LLC$5010-20-2011
Tom ShipleyRobert W. Baird & Co. IncorporatedWedbush Securities Inc.$13510-21-2011
David Lee LouthanRobert W. Baird & Co. IncorporatedWedbush Securities Inc.$10010-21-2011
Gary Joe WinnWells Fargo Clearing Services, LLCMorgan Stanley$10010-21-2011
John Lee DyeCetera Advisors LLCSecurities America, Inc.$1010-24-2011
Jeffrey William StclairCetera Advisors LLCSecurities America, Inc.10-24-2011
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Showing 201 to 225 of 1,373 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.