Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$5001-01-2009
Jeffery Ralph HardingMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Andrew SchangMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Randall Allen YoungMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
William Donald BrewerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Guerllamo Mark JimenezOptimum Capital StrategiesTD Ameritrade Investment Management, LLC01-06-2009
Brynie James RobinsonEdward JonesAmeriprise Financial Services, Inc.$5001-20-2009
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Casey Jay NortonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Ladd Cameron MckittrickLPL Financial LLCEdward Jones$101-23-2009
Matthew Mark KofronKey Investment Services LLCWamu Investments, Inc.01-23-2009
Rocky Joe NorrisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Shirley Ann HibbsWorld Group Securities, Inc.Allstate Financial Services, LLC01-24-2009
James Allen HarringtonEdward JonesMorgan Stanley & Co. LLC$5001-30-2009
Scott William RiesenTD Ameritrade Investment Management, LLCMorgan Keegan & Company, Inc.01-30-2009
Richard A SorensonRBC Capital Markets, LLCUBS Financial Services Inc.02-03-2009
Todd Greaves BosworthRBC Capital Markets, LLCCitigroup Global Markets Inc.$2502-04-2009
John William LongfieldRBC Capital Markets, LLCUBS Financial Services Inc.02-06-2009
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.$5002-10-2009
Joel Bernard DavisWaddell & ReedBanc of America Investment Services, Inc.$2502-12-2009
Danny Edward SawyerSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.02-13-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$15002-13-2009
Dennis Elliot LowenthalUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
Don Kenyon Wells Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$50002-13-2009
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Showing 1 to 25 of 1,545 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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