Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David OnealPrincipal Securities, Inc.U.S. Bancorp Investments, Inc.02-10-2017
Aaron David OnealU.S. Bancorp Investments, Inc.MetLife Securities Inc.12-23-2013
Aaron Joseph GoodmanLPL Financial LLCEdward Jones12-18-2013
Aaron Lavern MuhsCatalyst Financial NW CorporationAmerican Service Corp.08-27-2013
Aaron Lee BoehmKMS Financial Services, Inc.LPL Financial LLC$3906-24-2011
Adam Gregory JohnsonTD Ameritrade Investment Management, LLCFisher Investments08-25-2015
ADAM JAMES COLOMBOM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC10-12-2016
Adam James DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-30-2012
Adam James DaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC06-03-2010
Adam Michael GulledgeTD Ameritrade Investment Management, LLCPhillips & Company11-27-2012
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Ahmed Ghassan GheithPaulson Investment Company LLCAegis Capital Corp.01-03-2014
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Akil Jelani ChannerPaulson Investment Company LLCArchey & Co. Llc07-15-2013
Alan Dave Steed'A' Street Financial Advisors, Inc.Raymond James Financial Services, Inc.08-23-2012
Albert T RichmondVALIC Financial Advisors, Inc.Edward Jones01-25-2010
Alec Tyson HorleyLPL Financial LLCPhillips & Company$104-02-2015
Aleksey Yakovlevitch PoryadinRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
Alex Ryan KilianAldrich Wealth LPRaymond James Financial Services, Inc.01-13-2016
Alexander Kane AssafRaymond James Financial Services, Inc.James Alpha Advisors, LLC06-23-2016
Alexander Richard SoberanisNorthwestern Mutual Investment Services, LLCCountry Capital Management Company05-03-2017
Alexia R CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Alf Dean BarberEdward JonesUBS Financial Services Inc.$5001-29-2016
Alf Dean BarberUBS Financial Services Inc.Morgan Stanley01-27-2011
Alfred Cameron HuntEdward JonesCity National Securities, Inc.03-05-2018
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Showing 1 to 25 of 1,539 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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