Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Mitchell MagenheimerLPL Financial LLCPacific West Securities, Inc.05-10-2010
Gail Coulter HarrowerAmeriprise Financial Services, Inc.SII Investments, Inc.11-15-2013
Garrett Ryan McGinnisU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-16-2018
Gary Anthony RichterLPL Financial LLCEdward Jones$1002-08-2012
Gary David AcheatelLPL Financial LLCRaymond James Financial Services Advisors, Inc$5004-05-2012
Gary Edward JohnstonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Gary James ThomasEdward JonesMorgan Stanley$2502-13-2015
Gary Joe WinnWells Fargo Clearing Services, LLCMorgan Stanley$5010-21-2011
Gary Lew BracelinOppenheimer & Co. Inc.Wedbush Securities Inc.$5003-28-2019
Gary Louis FeldmanCommonwealth Financial NetworkD.A. Davidson & Co.$20006-12-2015
Gary Michael DuvallMoney Concepts Capital CorpCetera Investment Services LLC02-14-2019
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5007-13-2016
Gavin Trent Amato, Daniel Edward BuxtonRobert W. Baird & Co. IncorporatedMorgan Stanley$15004-28-2011
Gayle Sue ReedD.A. Davidson & Co.Morgan Stanley09-09-2009
Geoffrey Cole CreightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1007-18-2012
Geoffrey Denison LarocheLPL Financial LLCAmeriprise Financial Services, Inc.$1001-11-2013
Geoffrey Francis HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20010-25-2019
Geoffrey S. GorthyJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
George Damien McInnisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
George Earl Macdonald IVPhillips and Company Advisors LLCPhillips & Company12-12-2013
George Francis DamesD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$1,00002-27-2019
George Hall Gardner IIISecurities Service Network, LLCCommonwealth Financial Network10-04-2012
George Oliver BlanchardWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Georgia Lee HusseyModernist Financial, LLCRosenbaum Financial07-16-2015
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Showing 351 to 375 of 1,191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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