Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Ruth Wolcott BirdsallRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Amy Kristine JamisonCetera Investment Services LLCUmpqua Investments, Inc.01-04-2016
Amy Lundy CrooksLPL Financial LLCSII Investments, Inc.$2502-14-2018
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Anders T. RamstadCambridge Investment Research, Inc.CRI Securities, LLC11-23-2011
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Andrea C. DelappAmeriprise Financial Services, Inc.JHS Capital Advisors, LLC08-14-2015
Andrew Charles FrazierSecurities America, Inc.SII Investments, Inc.$5011-27-2017
Andrew David LawsTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Andrew David PapendieckSheppard Wealth Management, LLCAyoma Papendieck Investment Advisers11-29-2016
Andrew Dibbrill JamisonMain Avenue Financial Services, LLCAmeriprise Financial Services, Inc.10-20-2009
Andrew George Rounsavelle CarterMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew Irwin WrightLPL Financial LLCEdward Jones10-08-2012
Andrew J. LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-04-2013
Andrew John EckleyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2505-05-2014
Andrew Justin MardockViviFi PlanningMerit Wealth Management, LLC01-18-2019
Andrew M. KangasColumbia Wealth Advisors LLCKMS Financial Services, Inc.10-05-2017
Andrew Michael AlfonsoJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Andrew Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Andrew Raymond MillerRobert W. Baird & Co. IncorporatedMcAdams Wright Ragen, Inc.$5011-07-2014
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Andrew Robert SingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC$2507-18-2011
Andrew Scott NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-06-2015
Angela Diane OcurranBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Angela Marie LyonsStifel, Nicolaus & Company, IncorporatedCetera Investment Services LLC09-17-2012
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Showing 26 to 50 of 1,191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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