Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Eric Laurence Sandvall | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Eric Lee Spindt | MML Investors Services, LLC | New England Securities | — | 08-15-2011 |
| Eric Leland Carmichael | Wells Fargo Clearing Services, LLC | Morgan Stanley | — | 10-14-2013 |
| Eric Paxton Niedermeyer | Wells Fargo Advisors Financial Network, LLC | D.A. Davidson & Co. | $150 | 10-03-2011 |
| Eric Peter Pifer | Wells Fargo Clearing Services, LLC | LPL Financial LLC | $200 | 01-25-2016 |
| Eric Robert Dahm | Range Financial Group, LLC | Human Investing | — | 11-27-2017 |
| Eric S Evans | Cetera Advisors LLC | Pacific West Securities, Inc. | $25 | 02-28-2012 |
| Eric Vaughn Sliger | U.S. Bancorp Investments, Inc. | Wells Fargo Clearing Services, LLC | — | 03-14-2016 |
| Eric William Davidson | Aegis Capital Corp. | JHS Capital Advisors, LLC | — | 07-02-2015 |
| Erica Alikapala Cortez | Waddell & Reed | Fidelity Brokerage Services LLC | — | 02-26-2016 |
| Erica Gail Nortman | LPL Financial LLC | Ameriprise Financial Services, Inc. | — | 08-19-2011 |
| Erik Allan Tobiason | RBC Capital Markets, LLC | Morgan Stanley | $50 | 03-02-2016 |
| Erik C Bloomfeldt | Insight Financial | Integrity Financial Corporation | — | 03-15-2017 |
| Erik Fletcher Miller | Interactive Wealth Advisors | Confluence Wealth Management LLC | — | 06-04-2013 |
| Ernest Michael Bosso | Pruco Securities, LLC. | Cetera Advisors LLC | — | 05-03-2017 |
| Eugene Leroy Williams Jr. | Country Capital Management Company | Allstate Financial Services, LLC | — | 12-09-2014 |
| Evan Boston White | Cambridge Investment Research, Inc. | CRI Securities, LLC | — | 11-29-2011 |
| Evan Hideo Hayashi | Crown Capital Securities, L.P. | Foresters Financial Services, Inc. | — | 04-22-2013 |
| Fadia Azar Hadeed | Farmers Financial Solutions, LLC | State Farm VP Management Corp. | — | 06-29-2009 |
| Farrell James Griswold | Aspire Wealth Advisors, LLC | Wells Fargo Clearing Services, LLC | — | 06-08-2017 |
| Forbes Robinson | Financial Advocates Investment Management | Waddell & Reed | $60 | 05-17-2017 |
| Francisco Marquez Murillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morgan Stanley | — | 05-03-2017 |
| Francisco Ricardo Valdivieso | Ameriprise Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $54 | 09-01-2017 |
| Frank Grant Remund | Springwater Wealth Management, LLC | REMUND FINANCIAL PLANNING | — | 01-05-2017 |
| Frank Lee Ford | PlanMember Securities Corporation | Foresters Equity Services, Inc. | — | 10-25-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
