Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Scott Rollins, Joshua David BrakelAmeriprise Financial Services, Inc.Phillips & Company Securities Inc.$20007-01-2011
Benjamin Stuart BrainardPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Benjamin Todd NewellMiller Financial Group, LLCEdward Jones03-30-2012
Benny WonCapstone Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC03-10-2017
Blaine Evans BurnettCetera Advisors LLCThe Leaders Group, Inc.02-24-2016
Blake W ParrishB P Financial Associates, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2013
Blenda Fay IsonKMS Financial Services, Inc.Independent Financial Group, LLC08-22-2016
Bonnie G HaslettMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brad Pease Robert W. Baird & Co.Benjamin Edwards $22309-17-2019
Brad PeaseBenjamin F. Edwards & Co.Wells Fargo Advisors05-08-2012
Bradley Everett HomeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bradley Jason BoeckSyndicated Capital, Inc.Country Capital Management Company$2501-01-2009
Brady Alan JacobsenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-09-2018
Brandon A. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-18-2017
Breanna CraigCountry Capital Management CompanyChase Investment Services Corp.05-10-2010
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Brendan James PriceBancWest Investment Services, Inc.TD Ameritrade Investment Management, LLC08-15-2016
Brent Allen CarlsonMorgan StanleyWells Fargo Clearing Services, LLC$20007-29-2011
Brent Douglas HighbergerMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Brent Erik CarlsonLPL Financial LLCCetera Investment Services LLC03-05-2013
Brent Martin SteinbergLPL Financial LLCD.A. Davidson & Co.$20011-02-2017
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services Inc. Inc.03-04-2011
Bret Lorin ReinerWells Fargo Clearing Services, LLCEdward Jones08-10-2012
Brett Langer, Keith Bandettini, Beverly Cox, Will GingellSCF SecuritiesWalnut Street Securities$14505-13-2013
Brett Michael PalmquistRaymond James Financial Services, Inc.Hornor, Townsend & Kent, LLC11-09-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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